2023-11-10T11:36:26-06:00 2022-12-31 135565207 KPMG LLP 345 PARK AVENUE NEW YORK NY 101540102 990 2022-01-01 131552496 GREATER NEW YORK HOSPITAL ASSOCIATION GREA 2122467100 555 WEST 57TH STREET NO 1500 NEW YORK NY 10019 LEE H PERLMAN EXECUTIVE VP 2122467100 2023-11-06 1 LEE PERLMAN 999009999 0 EVAN W SEEKAMP P01907071 2127589700 2023-11-03 3 AAL1 IAL1 2022 2023-04-26 12:10:37Z LEE H PERLMAN 555 WEST 57TH STREET NO 1500 NEW YORK NY 10019 44515279 0 X WWW.GNYHA.ORG X 1904 NY TO ACT AS THE PRINCIPAL ADVOCATE FOR ITS MEMBERS IN IMPROVING QUALITY AND EFFICIENCY OF HEALTH CARE. 36 19 0 41 -19846 0 2903730 0 6146935 6557155 11938430 7605904 13859 0 21002954 14163059 40000 0 0 0 3254956 3600086 0 0 0 8995641 6499997 12290597 10100083 8712357 4062976 246807459 212836134 1772792 1252298 245034667 211583836 X THE PURPOSE OF THE GREATER NEW YORK HOSPITAL ASSOCIATION IS TO ACT AS THE PRINCIPAL ADVOCATE FOR ITS MEMBERS IN IMPROVING ACCESS TO AND QUALITY AND EFFICIENCY OF HEALTH CARE. FOR MORE INFORMATION, SEE SCHEDULE O. 0 0 THE GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS THE ADVOCATE FOR MORE THAN 205 MEMBER HOSPITALS BOTH VOLUNTARY AND PUBLIC IN THE NEW YORK METROPOLITAN AREA, THROUGHOUT NEW YORK STATE, AND IN THE STATES OF NEW JERSEY, CONNECTICUT AND RHODE ISLAND. ITS SERVICES INCLUDE POLICY ANALYSIS AND DEVELOPMENT, EDUCATION, RESEARCH AND COMMUNICATION, AND THE PROVISION OF SERVICES THAT ARE DESIGNED TO IMPROVE QUALITY, REDUCE PROVIDERS' COSTS AND IMPROVE OPERATIONAL EFFICIENCIES. 0 0 0 1 0 0 0 0 0 0 0 0 0 1 1 0 1 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 1 1 1 0 1 26 0 1 0 1 0 0 0 0 0 0 1 0 X 36 19 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 X LISA KRIEGER 2125065451 555 W 57 ST NEW YORK NY 10019 KENNETH GIBBS CHAIR 1.00 0.25 X X 0 0 0 COLLENN M BLYE CHAIR, GNYHA AFB 1.00 0.50 X X 0 0 0 EMMA DEVITO VICE CHAIR (LTC) (THRU 5/2022) 1.00 0.25 X X 0 0 0 KATHRYN MARTIN VICE CHAIR 1.00 0.25 X X 0 0 0 MITCHELL KATZ VICE CHAIR 1.00 0.25 X X 0 0 0 JEFFREY FARBER VICE CHAIR (LONG TERM CARE) 1.00 0.25 X X 0 0 0 PHILIP OZUAH TREASURER 1.00 0.50 X X 0 0 0 PATRICK O'SHAUGHNESSY SECRETARY 1.00 0.25 X X 0 0 0 DONALD BOYD ASSISTANT TREASURER (BEGAN 5/2022) 1.00 0.50 X X 0 0 0 DAVID PERLSTEIN DIRECTOR 1.00 0.25 X X 0 0 0 LARAY BROWN IMMEDIATE PAST CHAIR 1.00 0.25 X X 0 0 0 STEVEN J CORWIN PAST CHAIR 1.00 0.25 X X 0 0 0 LOUIS A SHAPIRO PAST CHAIR 1.00 0.25 X X 0 0 0 ROBERT GROSSMAN PAST CHAIR 1.00 0.25 X X 0 0 0 GARY HORAN PAST CHAIR 1.00 0.25 X X 0 0 0 KENNETH L DAVIS PAST CHAIR 1.00 0.25 X X 0 0 0 MICHAEL DOWLING PAST CHAIR 1.00 0.25 X X 0 0 0 CHARLES RANGEL DIRECTOR 0.50 0.00 X 108750 0 0 SCOTT BATULIS DIRECTOR (THRU 5/2022) 0.50 0.00 X 0 0 0 ERIC BIEBER DIRECTOR (THRU 5/2022) 0.50 0.00 X 0 0 0 KIMBERLY BOYNTON DIRECTOR 1.00 0.25 X 0 0 0 RICHARD DAVIS DIRECTOR (BEGAN 5/2022) 0.50 0.00 X 0 0 0 JEFFREY FLAKS DIRECTOR 0.50 0.00 X 0 0 0 BRUCE FLANZ DIRECTOR 0.50 0.00 X 0 0 0 ROBERT C GARRETT DIRECTOR 0.50 0.00 X 0 0 0 ARTHUR GIANELLI DIRECTOR 0.50 0.00 X 0 0 0 JOSEPH GRECO DIRECTOR 0.50 0.00 X 0 0 0 ALAN GUERCI DIRECTOR (THRU 5/2022) 0.50 0.00 X 0 0 0 ROBERT GUIMENTO DIRECTOR 0.50 0.00 X 0 0 0 MICHAEL ISRAEL DIRECTOR (BEGAN 5/2022) 0.50 0.00 X 0 0 0 SCOTT LARUE DIRECTOR 0.50 0.00 X 0 0 0 DENNIS MCKENNA DIRECTOR 0.50 0.00 X 0 0 0 DANIEL J MESSINA DIRECTOR 0.50 0.00 X 0 0 0 NEIL MOORE DIRECTOR (BEGAN 5/2022) 0.50 0.00 X 0 0 0 JOSEPH MOSCOLA DIRECTOR (BEGAN 5/2022) 0.50 0.00 X 0 0 0 JOHN MURPHY DIRECTOR 0.50 0.00 X 0 0 0 ROBERT NESSELBUSH DIRECTOR (THRU 5/2022) 0.50 0.00 X 0 0 0 DANIEL REINGOLD DIRECTOR (BEGAN 5/2022) 0.50 0.00 X 0 0 0 PETER SEMCZUK DIRECTOR (BEGAN 5/2022) 0.50 0.00 X 0 0 0 KATHLEEN SILARD DIRECTOR (BEGAN 5/2022) 0.50 0.00 X 0 0 0 GARY G TERRINONI DIRECTOR (THRU 5/2022) 0.50 0.00 X 0 0 0 KENNETH E RASKE PRESIDENT 2.00 33.00 X 255032 3928439 92205 LEE H PERLMAN EVP ADMINISTRATION & CFO 3.00 32.00 X 395351 3613626 74363 DAVID C RICH EVP GOVT AFFR, COMM, PUB P 7.00 28.00 X 438890 1789995 64777 SUSAN C WALTMAN EVP LEGAL, REG & GEN COUNS 2.00 33.00 X 174240 2247536 74032 ELISABETH WYNN EVP HEALTH ECON & FINANCE 10.00 25.00 X 315240 748570 195722 JONATHAN COOPER SENIOR VP GOVT AFFAIRS 7.00 28.00 X 109895 370870 142692 KAREN S HELLER FRMR SNR ADVISOR (RETIRED 2021) 0.00 0.00 X 0 800713 44583 1797398 13499749 688374 7 1 1 0 REVIVE MARKETING LLC 209 10TH AVE SOUTH NASHVILLE TN 37203 MARKETING COMMUNICATIONS SERVICES 525561 PRECISION STRATEGIES LLC 901 NEW YORK AVE NW WASHINGTON DC 20001 DIGITAL ADVERTISING CAMPAIGN SERVICES 512000 CAMBRIDGE ASSOCIATES LLC 125 HIGH STREET BOSTON MA 02110 INVESTMENT ADVISORY SERVICE 417568 MIRRAM GROUP LLC 5030 BROADWAY NEW YORK NY 10034 CONSULTANT/LOBBYING 360000 RC CONSULTING GROUP LLC PO BOX 938 CULEBRA PR 00775 STRAT. ADVICE ON HEALTHCARE PUB. POLICY 300000 15 MEMBERSHIP DUES 541900 6557155 6557155 6557155 1225938 -19846 1245784 36732186 30352220 6379966 6379966 6379966 14163059 6557155 -19846 7625750 1954304 964372 681410 773371 20238 1485004 1743980 493042 652931 58064 209256 34172 840927 21926 EXCISE TAX 101301 BAD DEBT 53900 MEMB FEE,SUBS 10908 977 10100083 20354842 17563616 16100 0 179775 352494 226019037 194669197 172032 172032 65673 78795 246807459 212836134 392151 427477 12920 549120 1367721 275701 1772792 1252298 X 245034667 211583836 245034667 211583836 246807459 212836134 4062976 -37513807 0 X X 0 1 X 1 0 1 0 0 0 DUE TO GNYHA MANAGEMENT CORPORATION 140056 DUE TO GNYHA AC, INC. 31627 EXCISE TAX PAYABLE 104018 275701 X PART X, LINE 2: FIN 48 - UNCERTAIN TAX POSITIONS THE ASSOCIATION AND SUBSIDIARIES APPLY ACCOUNTING STANDARDS CODIFICATION (ASC) TOPIC 740, INCOME TAXES, TO ACCOUNT FOR INCOME TAX UNCERTAINTIES. THE ASSOCIATION AND ITS SUBSIDIARIES RECOGNIZE THE FINANCIAL STATEMENT EFFECTS OF TAX POSITIONS WHEN THEY ARE MORE LIKELY THAN NOT, BASED ON TECHNICAL MERITS, THAT THE POSITIONS WILL BE SUSTAINED UPON EXAMINATION BY THE TAX AUTHORITIES. BENEFITS FROM TAX POSITIONS THAT MEET THE MORE-LIKELY THAN-NOT RECOGNITION THRESHOLD ARE MEASURED AT THE LARGEST AMOUNT OF BENEFIT THAT IS GREATER THAN 50% LIKELY BEING REALIZED UPON SETTLEMENT. INTEREST AND PENALTIES ACCRUED RELATED TO UNRECOGNIZED TAX BENEFITS, IF ANY, ARE INCLUDED IN PROVISION FOR INCOME TAXES IN THE CONSOLIDATED STATEMENTS OF ACTIVITIES. CENTRAL AMERICA AND THE CARIBBEAN 0 0 INVESTMENTS 66025817 0 0 0 0 0 0 66025817 0 66025817 1 0 1 1 1 0 PART III ACCOUNTING METHOD: SCHEDULE F, PART I, LINE 3: FOREIGN INVESTMENTS: THE ACTIVITIES REFERENCED IN PART I, LINE 3, COLUMN (F) REFLECT INVESTMENTS IN CERTAIN FUNDS DOMICILED IN THE REGION NOTED. THE UNDERLYING INVESTMENTS HELD BY THE FUNDS CONSIST OF BOTH U.S. AND FOREIGN SECURITIES, AND INVESTMENTS ARE REPORTED AT FAIR MARKET VALUE IN LINE WITH AUDITED FINANCIAL STATEMENTS. X X X 1 1 X X X X X 0 0 0 KENNETH E RASKE PRESIDENT 255032 759100 0 3146000 0 23339 3273 50416 2348 36168 260653 4015023 0 0 LEE H PERLMAN EVP ADMINISTRATION & CFO 395351 386002 0 3212000 0 15624 3087 28213 4247 38816 402685 3680655 0 0 SUSAN C WALTMAN EVP LEGAL, REG & GEN COUNS 174240 686410 0 752000 0 809126 2360 30442 2966 38264 179566 2316242 0 0 DAVID C RICH EVP GOVT AFFR, COMM, PUB P 438890 528310 0 527000 0 734685 6356 25925 6399 26097 451645 1842017 0 0 ELISABETH WYNN EVP HEALTH ECON & FINANCE 315240 579971 0 2000 0 166599 43724 103826 14275 33897 373239 886293 0 0 KAREN S HELLER FRMR SNR ADVISOR (RETIRED 2021) 0 0 0 0 0 800713 0 8460 0 36123 0 845296 0 800713 JONATHAN COOPER SENIOR VP GOVT AFFAIRS 109895 323004 0 2000 0 45866 18922 63858 13695 46217 142512 480945 0 0 PART I, LINE 1A OFFICERS, TRAVELING FREQUENTLY FOR COMPANY BUSINESS, ARE PERMITTED TO USE COMMERCIAL FIRST CLASS TRAVEL AND ON OCCASION, PRIVATE PLANES ARE USED TO DEAL WITH DIFFICULTIES OF LOGISTIC TRAVEL. ALL SUCH TRAVEL IS CONSIDERED A BUSINESS EXPENSE AND THEREFORE NOT REPORTED ON FORM W-2. THESE EXPENSES ARE PAID BY THE COMPANY'S BUSINESS CREDIT CARD. ADDITIONALLY, ON OCCASION, THE PRESIDENT'S SPOUSE MAY ACCOMPANY HIM ON BUSINESS TRIPS. RELEVANT AMOUNTS ARE REPORTED AS TAXABLE INCOME TO THE PRESIDENT. TWO OFFICERS HAVE A CAR AND DRIVER AT THEIR DISPOSAL. THE OFFICERS PAY TAXES ON THE IMPUTED VALUE OF THEIR PERSONAL USE. PART I, LINE 3 GREATER NEW YORK HOSPITAL ASSOCIATION, INC. USED THE FOLLOWING METHODS TO ESTABLISH THE COMPENSATION FOR TOP MANAGEMENT OFFICIALS OF THE ORGANIZATION: COMPENSATION COMMITTEE INDEPENDENT COMPENSATION CONSULTANT FORM 990 OF OTHER ORGANIZATIONS COMPENSATION SURVEY OR STUDY APPROVAL BY THE BOARD OR COMPENSATION COMMITTEE PAYMENT OF COMPENSATION ON SCHEDULE J: PAYMENT OF OFFICERS AND HIGHEST COMPENSATE EMPLOYEE COMPENSATION AND BENEFITS REPORTED ON SCHEDULE J, PART II IS PAID BY A RELATED ORGANIZATION, GNYHA MANAGEMENT CORPORATION. PART I, LINE 4 SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN KENNETH E. RASKE, LEE H. PERLMAN, KAREN S. HELLER, DAVID C. RICH, SUSAN C. WALTMAN, ELISABETH WYNN AND JONATHAN COOPER PARTICIPATE IN ONE OR MORE SUPPLEMENTAL NONQUALIFIED DEFERRED COMPENSATION ARRANGEMENTS THROUGH GNYHA MANAGEMENT CORPORATION, AN ENTITY TAXED AS A CORPORATION. SCHEDULE J, PART II: THE GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS A 501(C)(6) ORGANIZATION THAT PROVIDES ADVOCACY SERVICES FOR ITS MEMBER HOSPITALS TO ASSIST THEM IN IMPROVING ACCESS TO AND THE QUALITY AND EFFICIENCY OF HEALTH CARE. THESE SERVICES INCLUDE ADVOCACY SERVICES AT THE NATIONAL LEVEL FOR ITS NEW YORK, NEW JERSEY, CONNECTICUT AND RHODE ISLAND HOSPITAL MEMBERS AND ADVOCACY SERVICES AT THE STATE LEVEL FOR ITS NEW YORK HOSPITAL AND HEALTH SYSTEM MEMBERS. IN 2021, GNYHA'S RELATED ENTITIES INCLUDE FOUR FOR-PROFIT COMPANIES. GNYHA'S RELATED ENTITIES ALSO INCLUDE A 501(C)(3) FOUNDATION, WHICH FILES A SEPARATE FORM 990. FORM 990, PART III, LINE 1 GREATER NEW YORK HOSPITAL ASSOCIATION (GNYHA) IS AN ADVOCACY ORGANIZATION COMPRISING NEARLY 205 HOSPITALS, BOTH VOLUNTARY AND PUBLIC, IN THE NEW YORK METROPOLITAN AREA AND THROUGHOUT NEW YORK STATE, NEW JERSEY, CONNECTICUT, AND RHODE ISLAND. FORM 990, PART VI, SECTION A, LINE 2 THE FOLLOWING INDIVIDUALS HAVE A BUSINESS RELATIONSHIP WITH EACH OTHER INSOFAR AS THE PERSONS LISTED ARE OFFICERS AND/OR DIRECTORS OF THE ASSOCIATION AND ALSO OF GNYHA MANAGEMENT CORPORATION, AN ENTITY TAXED AS A CORPORATION, WHICH HAS A MANAGEMENT AGREEMENT WITH THE ASSOCIATION: LOUIS A SHAPIRO; ROBERT GROSSMAN; GARY S HORAN; KENNETH L DAVIS; MICHAEL DOWLING; STEVEN J CORWIN; LARAY BROWN; KENNETH GIBBS; MITCHELL KATZ; EMMA DEVITO; KATHRYN MARTIN; PHILIP OZUAH; JEFFREY FARBER; DAVID PERLSTEIN; KIMBERLY BOYNTON; PATRICK O'SHAUGHNESSY; ROBERT NESSELBUSH; KENNETH E RASKE; LEE H. PERLMAN; DAVID C RICH; SUSAN C WALTMAN; ELISABETH WYNN; KAREN S HELLER. FORM 990, PART VI, SECTION A, LINE 6 THE TAX-EXEMPT ORGANIZATION HAS INSTITUTIONAL MEMBERS THAT INCLUDE NOT-FOR-PROFIT INSTITUTIONS AND TAX-SUPPORTED INSTITUTIONS THAT ARE ACCREDITED BY THE JOINT COMMISSION OR AN EQUIVALENT ORGANIZATION. INSTITUTIONAL MEMBERS ARE ENTITLED TO VOTE AND ELECT CERTAIN MEMBERS OF THE GOVERNING BOARD (THE "BOARD"). THERE ARE ALSO SEVERAL NON-VOTING CATEGORIES OF MEMBERS THAT GENERALLY CONSIST OF HEALTH CARE ORGANIZATIONS WITH INTERESTS THAT ARE ALIGNED WITH THE MISSION OF THE ORGANIZATION'S MEMBERS. FORM 990, PART VI, SECTION A, LINE 7A SEE FORM 990, PART VI, SECTION A, LINE 6 EXPLANATION FORM 990, PART VI, SECTION A, LINE 7B THE MEMBERS OF GNYHA MAY APPROVE THE ELECTION OF MEMBERS OF THE BOARD AND ANY OTHER ACTION REQUIRING MEMBERS' APPROVAL AS A MATTER OF LAW. FORM 990, PART VI, SECTION B, LINE 11B THE FORM 990 WAS PREPARED BY THE ORGANIZATION'S FINANCE DEPARTMENT AND AN INDEPENDENT ACCOUNTING FIRM. THE FORM 990 WAS PROVIDED TO ALL MEMBERS OF THE GOVERNING BODY BY ELECTRONIC MEANS PRIOR TO BEING FILED WITH THE INTERNAL REVENUE SERVICE. ADDITIONALLY, THE ORGANIZATION'S AUDIT AND COMPLIANCE COMMITTEE, WHICH COMPRISES FOUR MEMBERS OF THE BOARD OF GOVERNORS, REVIEWED THE INFORMATION AT A COMMITTEE MEETING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION ADMINISTERS AN ANNUAL CONFLICT OF INTEREST DISCLOSURE STATEMENT TO EXECUTIVE EMPLOYEES, OFFICERS AND DIRECTORS OF THE ORGANIZATION. THE COMPLIANCE OFFICER IS RESPONSIBLE FOR REVIEWING AND MONITORING ANY POTENTIAL CONFLICTS AND REPORTING TO THE AUDIT AND COMPLIANCE COMMITTEE ON CONFLICTS OF INTEREST MATTERS. THE AUDIT AND COMPLIANCE COMMITTEE HAS OVERSIGHT RESPONSIBILITY REGARDING CONFLICTS OF INTEREST MATTERS. IT MEETS THROUGHOUT THE YEAR TO REVIEW ONGOING ADMINISTRATION AND IMPLEMENTATION OF THE CONFLICT OF INTEREST POLICY. A MEMBER OF THE GOVERNING BODY WHO HAS A CONFLICT IS REQUIRED TO RECUSE HIMSELF OR HERSELF FROM ANY DISCUSSION RELATING TO SUCH CONFLICT. FORM 990, PART VI, SECTION B, LINE 15 THE ORGANIZATION'S COMPENSATION COMMITTEE, COMPOSED OF INDEPENDENT PERSONS, REVIEWED AND APPROVED THE COMPENSATION OF THE ORGANIZATION'S PRESIDENT AS WELL AS ITS EVP, ADMINISTRATION & CFO. WITH RESPECT TO 2022 COMPENSATION AND CERTAIN BONUS ARRANGEMENTS, TO ASSIST AND SUPPORT THE REVIEW AND DECISION-MAKING PROCESS, THE ORGANIZATION ENGAGED AN OUTSIDE CONSULTANT TO COLLECT AND ANALYZE COMPARABILITY DATA AND OTHER INFORMATION AND MAKE RECOMMENDATIONS TO THE COMPENSATION COMMITTEE. THE DECISIONS AS WELL AS THE DECISION-MAKING PROCESS OF THE COMMITTEE WERE DOCUMENTED CONTEMPORANEOUSLY WITH THE DELIBERATION AND DECISIONS. INDIVIDUALS ARE DIRECTLY EMPLOYED BY GNYHA MANAGEMENT CORPORATION, A RELATED ENTITY OF THE ORGANIZATION, WHICH IS A FOR PROFIT ENTITY THAT PROVIDES STAFFING AND OTHER SERVICES TO THE ORGANIZATION. THE ORGANIZATION REIMBURSES GNYHA MANAGEMENT CORPORATION FOR COMPENSATION RELATED TO THE ORGANIZATION. FORM 990, PART VI, SECTION C, LINE 19 ALL GOVERNING DOCUMENTS, THE CONFLICT OF INTEREST POLICY, THE RECORD RETENTION AND DESTRUCTION POLICY AND THE FINANCIAL STATEMENTS ARE STORED IN THE MAIN OFFICE. THE ORGANIZATION WILL PROVIDE COPIES UPON REQUEST IN A TIMELY MANNER. 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