2023-11-09T10:03:17+00:00 2022-12-31 363990892 Capin Crouse LLP 2435 Research Parkway Ste 200 Colorado Springs CO 80920 990 2022-01-01 841521488 The Financial Planning Association FINA 3037594900 1290 Broadway 1625 Denver CO 80203 Patrick D Mahoney CEO and Secretary 2023-11-09 true Patrick Mahoney 999009999 true Ted R Batson Jr P00721951 5055022746 2022 2023-04-26 12:10:37Z Patrick D Mahoney 1290 Broadway 1625 Denver CO 80203 9051715 false X www.financialplanningassociation.org X 1999 DC FPA fosters the value of financial planning and advances the financial planning profession. 14 14 38 1125 396356 0 867892 75000 6827535 7924712 152493 60488 377328 991515 8225248 9051715 0 122616 0 0 2973902 3442268 0 0 0 4127018 5546701 7100920 9111585 1124328 -59870 6740399 6694548 4040672 4647003 2699727 2047545 To elevate the profession that transforms lives through the power of financial planning. false false FPA Annual Conference is one of the largest annual gatherings of CFP professionals. The event spotlights FPA's core competencies: Practice Support, Learning, Advocacy, and Networking. The program offers many educational sessions, an exhibit hall, roundtable discussions, and various pre-conferences conducted by partners of FPA. Various FPA member communities gather to network, share best practices, and connect with like-minded members. The conference is built around sharing practical knowledge and strategies for attendees to take back to their practices for implementation. Member Relations: FPA Membership staff assist FPA members in joining and renewing as FPA members as well as navigating their FPA member benefits to ensure they take full advantage of their membership. As a professional membership association, benefits are focused on supporting members in elevating their knowledge through professional development, expanding their connections through community, growing their businesses through tools and resources for business success, and protecting their profession through advocacy. FPA Retreat is a long-standing, non-traditional gathering of the FPA community. It is an event that attracts leading financial planners due to its level of intimacy, community learning, and advanced, cutting-edge content. The event provides opportunities for networking, advanced education, and exposure to new theories and best practices. 0 false true false true false false false true false true false false true true false false true false false false false false false false false false true false true false false false false false false false false false false false true true true false true 35 0 true 38 true true true false false false true true false false false X 14 14 false false false false true false true true true false true true true true true true true true true true false CO GA X Sandra Garcia 3037594900 1290 Broadway Ste 1625 Denver CO 80203 Claudia Cypher Kane Treasurer 5.0 X X 0 0 0 Dennis Moore President 5.0 X X 0 0 0 James Lee President Elect 5.0 X X 0 0 0 Skip Schweiss Past President 5.0 X X 0 0 0 Byrke Sestok Board Member 5.0 X 0 0 0 Carl Wayne Board Member 5.0 X 0 0 0 Crystal Alford-Cooper Board Member 5.0 X 0 0 0 Daniel Galli Board Member 5.0 X 0 0 0 George Fernandez Board Member 5.0 X 0 0 0 Karen McDade Board Member 5.0 X 0 0 0 Lisa Kirchenbauer Board Member 5.0 X 0 0 0 Paul Brahim Board Member 5.0 X 0 0 0 Robert van Beek Board Member 5.0 X 0 0 0 Susan Danzig Board Member 5.0 X 0 0 0 Patrick D Mahoney CEO and Secretary 40.0 X 377655 0 38659 Sandra Garcia CFO 40.0 3.0 X 184358 0 26408 Amy Woodward Corum Director Strategic Partnership 40.0 4.0 X 132550 0 16697 Ben Lewis CCO 40.0 X 186068 0 5534 Leslie Whittet CMO (Part Year) 40.0 X 162561 0 18755 1043192 0 106053 5 false true false Moore Media Consulting 14241 Dallas Parkway Ste 650 Dallas TX 75254 Marketing Consultant Services 170000 1 75000 75000 Membership dues 900099 5297185 5297185 Registration 900099 1035917 1035917 Sponsorship 900099 898558 898558 Fees 900099 763250 763250 Change in value of FSIC 900099 -70198 -70198 0 0 0 0 7924712 60488 60488 44428 44428 0 0 0 0 102323 102323 102323 Advertising 541800 349800 349800 Job board revenue 541800 46556 46556 Hotel rebates 900099 76383 76383 372025 0 0 372025 844764 9051715 8027035 396356 553324 X 122616 0 627079 2303857 114708 195834 200790 90564 33095 94070 969449 189653 368729 655291 313143 418343 1893031 359070 61069 Dues, subscriptions, & awards 59838 41356 9111585 1352121 1701357 581385 331698 0 0 488830 279843 2084927 1611926 791043 473001 3395970 2864147 0 131050 60852 0 983650 6740399 6694548 770958 960836 3063766 2412861 105373 117757 0 100575 1155549 4040672 4647003 X 2699727 2047545 2699727 2047545 6740399 6694548 -59870 -592312 0 X false true X true false RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED false false false 5297185 198831 0 198831 0 0 198831 false true X 59083 32172 26911 682783 420359 262424 1343061 1159395 183666 473001 Lease obligations 983650 983650 Intercompany payables 47464 Lease obligations 1108085 1155549 Schedule D, Part IV, Line 2b Explanation of escrow agreement The organization holds funds in agency for its chapters. true FPA Metro New York 35-37 36th Street Astoria NY 11106 874017417 501(c)(6) 122616 Deconsolidation grant 0 1 Schedule I, Part I, Line 2 Procedures for monitoring use of grant funds. The organization granted funds to a previously-controlled chapter as a part of its exit as a subsidiary. The chapter follows the written policies and procedures governing the activities of all FPA chapters to ensure that their operations are consistent with FPA's exempt purpose. X X X true false false Patrick D Mahoney CEO and Secretary 375194 0 0 0 2461 0 10887 0 27772 0 416314 0 0 0 Sandra Garcia CFO 183616 0 0 0 742 0 6690 0 19718 0 210766 0 0 0 Ben Lewis CCO 180833 0 5000 0 235 0 5534 0 0 0 191602 0 0 0 Leslie Whittet CMO (Part Year) 147112 0 0 0 15449 0 8807 0 9948 0 181316 0 0 0 Schedule J, Part I, Line 4a Severance or change-of-control payment Leslie Whittet, CMO received a severance payment in the amount of $14,613. Form 990, Part VI, Line 1a Delegate broad authority to a committee The Executive Committee is composed of the Past President, the President, the President Elect, and the CEO. The CEO shall be an ex officio, non-voting member of the Executive Committee. The Committee has the authority to act upon issues in between Board meetings as well as issues specifically delegated to the Executive Committee by the Board. Form 990, Part VI, Line 6 Classes of members or stockholders The organization has two classes of members: individual members and institutional members. Individual Members: Any individual demonstrating a professional interest in financial planning and willing to abide by the Bylaws is eligible for membership in the Association. Members shall be entitled to special rights, privileges, and benefits as determined by the Board of Directors or its designee. Members of FPA include financial planning practitioners, students, academicians, support staff, retired practitioners, and other allied professionals who support the profession. Institutional Members: Any institution with an interest in financial planning and which is willing to abide by the Bylaws for membership in the Association. Form 990, Part VI, Line 7b Decisions requiring approval by members or stockholders Plans of merger, consolidation, or dissolution which are voted on and adopted by the Board of Directors shall require ratification through an affirmative vote of at least a majority of the individual members of the FPA voting membership. Form 990, Part VI, Line 11b Review of form 990 by governing body The Form 990 is prepared by an independent CPA firm and reviewed in detail by the CFO and the Accounting Manager. It is then shared with the board for their review prior to being filed with the IRS. Form 990, Part VI, Line 12c Conflict of interest policy On an annual basis, the directors and officers of the organization are required to disclose any conflicts of interest (actual, apparent, or potential) and agree to comply with the organization's conflict of interest policy. Upon disclosure of a potential conflict of interest and all material facts to the independent members of the board, and after any discussion with the interested persons, the independent board members shall discuss and decide if a conflict of interest exists. After exercising due diligence, the independent board members shall determine whether or not a conflict of interest is present. As part of that determination, the independent board members will decide whether the transaction or arrangement is in the organization's best interest, for the organization's benefit, and whether it is fair and reasonable to the organization. Form 990, Part VI, Line 15a Process to establish compensation of top management official CEO compensation is determined through various salary surveys and other third-party non-profit compensation resources and guidelines. The compensation package is reviewed annually by the CEO Compensation Committee, comprised of independent voting members of the Board of Directors. The approval process is documented by the Executive Committee. Form 990, Part VI, Line 15b Process to establish compensation of other employees The compensation for the CFO is approved by the CEO. Comparability data is used, and the process is documented in the HR file. Form 990, Part VI, Line 19 Required documents available to the public The governing documents, conflict of interest policy, and financial statements are all available upon request. The governing documents are also available on the organization's website. Form 990, Part VIII, Line 11d Other Miscellaneous Revenue Extraordinary gain account - Total Revenue: 372025, Related or Exempt Function Revenue: , Unrelated Business Revenue: , Revenue Excluded from Tax Under Sections 512, 513, or 514: 372025; Form 990, Part IX, Line 11g Other Fees Contract labor - Total Expense: 969449, Program Service Expense: , Management and General Expenses: , Fundraising Expenses: ; National Financial Planning Support Center 1290 Broadway Ste 1625 Denver CO 80203 742341001 Coordinate pro bono financial planning CO 501(c)(3) 7 The Financial Planning Association true Financial Services Information Company 1290 Broadway Ste 1625 Denver CO 80203 581675458 Publication GA The Financial Planning Association C Corporation 419003 70852 true false false false false false false false false false false false false false true true false false false false Financial Services Information Company N 252279 Cash transferred Financial Services Information Company O 264453 Cash transferred