2023-11-09T12:27:09-06:00 2022-12-31 521446779 JOHNSON LAMBERT LLP 4242 SIX FORKS ROAD SUITE 1500 RALEIGH NC 27609 990 2022-01-01 320020119 ASTS FOUNDATION ASTS 7034147870 1401 SOUTH CLARK STREET 1120 ARLINGTON VA 22202 MAGGIE KEBLER-BULLOCK EXECUTIVE DIRECTOR 7034147870 2023-11-09 1 MAGGIE KEBLER-BULLOCK 999009999 0 J CALVIN MARKS P01226973 9197196400 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z MAGGIE KEBLER-BULLOCK 1401 SOUTH CLARK STREET 1120 ARLINGTON VA 22202 7375959 0 X WWW.ASTS.ORG/ASTS-FOUNDATION X 2002 VA PROMOTE PHILANTHROPY IN THE FIELD OF TRANSPLANT SURGERY. 12 12 0 50 0 0 579702 675806 0 0 1365671 538952 0 0 1945373 1214758 899500 762500 0 0 54562 46099 0 5120 42333 155140 646404 1109202 1460123 836171 -245365 24421604 20401577 540869 750378 23880735 19651199 THE MISSION OF THE ASTS FOUNDATION IS TO PROMOTE PHILANTHROPY IN THE FIELD OF TRANSPLANT SURGERY. FUNDS GENERATED WILL BE USED TO PROVIDE SUPPORT FOR ASTS SPONSORED INITIATIVES SUCH AS EDUCATION, FELLOWSHIPS AND OTHER TRAINING, AND RESEARCH. 0 0 787805 762500 THE FOUNDATION, THROUGH STRATEGIC PARTNERSHIPS, PROVIDES FUNDING FOR RESEARCH GRANTS DESIGNED TO ADVANCE THE FIELD OF ORGAN TRANSPLANTATIONS. RESEARCH GRANTS ARE AVAILABLE TO THE SOCIETY'S MEMBERS AND THEIR TRAINEES THROUGHOUT THE UNITED STATES AND CANADA. SINCE THE PROGRAM'S INCEPTION, OVER 300 INDIVIDUALS HAVE RECEIVED MORE THAN $14M IN RESEARCH GRANT FUNDING. IN 2022, THE ASTS FOUNDATION AWARDED $762,500 IN GRANT FUNDING TO 65 RECIPIENTS. 787805 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 X 32 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 12 12 0 0 0 0 0 1 0 1 1 0 0 1 1 1 1 1 1 0 0 0 AL AK AZ CA CO DE FL GA IL KS KY ME CT OR VA OK PA RI TN UT TX WA WV WI MA MD MN MI MO NJ NM NY NC ND OH SC X MAGGIE KEBLER-BULLOCK 7034147870 1401 SOUTH CLARK STREET 1120 ARLINGTON VA 22202 MAGGIE KEBLER-BULLOCK CFRE EXECUTIVE DIRECTOR 2.00 38.00 X 0 193958 43231 DIANE MOSSHOLDER MA CAE CHIEF OPERATING OFFICER 2.00 38.00 X 0 121653 20242 THOMAS G PETERS MD FACS CHAIR 0.50 X X 0 0 0 JOHN P ROBERTS MD CHAIR (TO JUN '22) 0.50 X X 0 0 0 CHRISTOPHER L MARSH MD FACS VICE CHAIR 0.50 X X 0 0 0 JAMES F MARKMANN MD PHD TREASURER 0.50 0.50 X X 0 0 0 GINNY L BUMGARDNER MD PHD SECRETARY 0.50 0.50 X X 0 0 0 WILLIAM C CHAPMAN MD DIRECTOR 0.50 5.00 X 0 0 0 KENNETH D CHAVIN MD PHD DIRECTOR 0.50 X 0 0 0 MATTHEW COOPER MD DIRECTOR (TO JUN '22) 0.50 0.50 X 0 0 0 MAJELLA DOYLE MD MBA DIRECTOR (FROM JUN '22) 0.50 0.50 X 0 0 0 A OSAMA GABER MD FACS DIRECTOR (TO JUN '22) 0.50 5.00 X 0 0 0 IRENE K KIM MD DIRECTOR 0.50 0.50 X 0 0 0 JAYME LOCKE MD MPH DIRECTOR 0.50 0.50 X 0 0 0 ELIZABETH A POMFRET MD DIRECTOR (FROM JUN '22) 0.50 1.00 X 0 0 0 DORRY L SEGEV MD PHD DIRECTOR (FROM JUN '22) 0.50 X 0 0 0 GEORGEINE SMITH MS PA-C MHS DIRECTOR 0.50 X 0 0 0 0 315611 63473 0 0 1 0 0 675806 675806 657813 657813 6042340 6161201 -118861 -118861 -118861 1214758 0 0 538952 762500 762500 38158 19980 10295 7883 7941 4158 189 3594 1444 1444 2512 2512 5120 5120 82697 82697 3572 3572 7607 2769 4838 4492 1167 1312 2013 2396 2396 14691 14691 14212 6228 7984 500000 500000 379 379 526 526 FILINGS AND TAXES 11726 825 10901 150 150 1460123 787805 629985 42333 1113286 381621 423931 109950 0 46951 46952 0 5104 23151417 19458933 0 85036 24421604 20401577 248369 342878 292500 367500 0 40000 540869 750378 X 22706820 18353461 1173915 1297738 23880735 19651199 24421604 20401577 X -245365 -3987690 3519 X 0 1 X 1 1 1 X X 1 ASTS 133048373 7 1 500000 287805 1 500000 287805 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 X PART X, LINE 2: MANAGEMENT EVALUATED ASTS'S TAX POSITIONS AND CONCLUDED THAT THE ASTS HAS TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADJUSTMENT TO THE CONSOLIDATED FINANCIAL STATEMENTS TO COMPLY WITH THE PROVISIONS OF THIS GUIDANCE. 1 CFDNA FACULTY RESEARCH GRANT 2 100000 COLLABORATIVE SCIENTIST GRANT 2 100000 FACULTY DEVELOPMENT GRANT 2 100000 FELLOWSHIP IN TRANSPLANTATION GRANT 2 85000 RESIDENT SCIENTIST SCHOLARSHIP 2 80000 SOCIO ECONOMIC & RACIAL DISPARITY GRANT 3 75000 FALCULTY RESEARCH GRANT FOR BIOMARKER DISCOVERY AND FUNCTIONAL GENOMICS 1 50000 MID LEVEL FACULTY RESEARCH GRANT 1 50000 HONORARIA AWARDS 38 46500 PRESIDENTIAL STUDENT MENTOR AWARD 10 35000 ADVANCED TRANSPLANT PROVIDER GRANT 2 7000 PART I, LINE 2: GRANTS ARE AWARDED BASED ON A COMPETITIVE REVIEW BY THE FOUNDATION'S LEADERSHIP, GRANTS REVIEW COMMITTEE MEMBERS AND MEMBERS-AT-LARGE. A BUDGET IS REQUIRED FOR EACH GRANT APPLICATION AND ANY VARIANCE FROM THE SUBMITTED BUDGET REQUIRES APPROVAL OF THE GRANTS REVIEW COMMITTEE. FOR GRANTS $10,000 AND GREATER, CHECKS ARE ISSUED TO THE INSTITUTION, OFTEN IN TWO INSTALLMENTS. PRIOR TO DISPERSING THE SECOND INSTALLMENT, A PROGRESS REPORT IS DUE TO THE FDN. ANY CONCERNS ARE ADDRESSED PRIOR TO ISSUING THE REMAINING FUNDS. GRANTS OF LESS THAN $10,000 ARE PAID AS A SINGLE PAYMENT. 0 0 0 0 0 0 0 0 0 MAGGIE KEBLER-BULLOCK CFRE EXECUTIVE DIRECTOR 0 183958 0 10000 0 0 0 10399 0 32832 0 237189 0 0 SCHEDULE J, PART I, LINE 3: THE FOUNDATION DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE SOCIETY, A RELATED ORGANIZATION. THE COST OF THE SOCIETY'S OFFICER AND HIGHLY COMPENSATED EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING AGREEMENT. EXECUTIVE COMMITTEE CONDUCTS AN ANNUAL REVIEW WITH INPUT FROM COMMITTEE CHAIRS AND COUNCIL MEMBERS. THE SOCIETY'S COMPENSATION COMMITTEE ANALYZES RELEVANT BENCHMARK DATA, REVIEWS THE EVALUATIONS AND MAKES RECOMMENDATIONS TO THE SOCIETY'S COUNCIL/BOARD FOR LEVEL OF COMPENSATION. FORM 990, PART V, LINE 2A: THE FOUNDATION DOES NOT DIRECTLY HIRE OR COMPENSATE EMPLOYEES. ALL EMPLOYEES ARE EMPLOYEES OF THE SOCIETY, A RELATED ORGANIZATION. THE COST OF THE SOCIETY'S OFFICER AND HIGHLY COMPENSATED EMPLOYEES ARE ALLOCATED UNDER THE TERMS OF A COST SHARING AGREEMENT. AS SUCH, THE FOUNDATION IS REPORTING ZERO EMPLOYEES ON THE FORM W-3 FOR 2022. FORM 990, PART VI, SECTION A, LINE 7A THE AFFILIATED ORGANIZATION, THE SOCIETY, HAS MEMBERS THAT ELECT THE GOVERNING BODY WHICH SERVES BOTH THE SOCIETY AND THE FOUNDATION. FORM 990, PART VI, SECTION B, LINE 11B THE FEDERAL FORM 990 IS PREPARED BY AN INDEPENDENT ACCOUNTANT AND UPON SUBMISSION OF THE DRAFT, IS REVIEWED BY THE SECRETARY/TREASURER AND EXECUTIVE DIRECTOR. THE FORM 990 IS PRESENTED TO THE BOARD OF DIRECTORS FOR REVIEW AND DISCUSSION PRIOR TO FINALIZING WITH THE INTERNAL REVENUE SERVICE. FORMAL APPROVAL IS RECORDED IN THE MINUTES. FORM 990, PART VI, SECTION B, LINE 12C TO ENSURE ACCURATE, UP TO DATE INFORMATION, EACH BOARD MEMBER REVIEWS HIS OR HER DISCLOSURE STATEMENT DURING FACE-TO-FACE MEETINGS AND UPDATES AS NECESSARY BETWEEN MEETINGS. EACH BOARD MEMBER CLEARLY DESCRIBES HIS OR HER INTEREST IN EACH SUCH ISSUE, SUBJECT, PERSON OR ENTITY ON THIS FORM AND RETURN TO THE FOUNDATION'S EXECUTIVE DIRECTOR. THE INFORMATION ON THIS FORM IS REVIEWED BY THE PRESIDENT AND EXECUTIVE DIRECTOR, AND SHARED WITH THE BOARD OF DIRECTORS IF RELEVANT TO THE DISCUSSION AT HAND. THE BOARD MEMBER MAY VOLUNTARILY RECUSE HIM/HERSELF FROM DISCUSSION AND/OR VOTING ON THE BASIS OF A CONFLICT OF INTEREST. IN ADDITION, THE BOARD OF DIRECTORS MAY REQUIRE THAT THE FOUDATION'S MEMBER: (A) REFRAIN FROM VOTING ON THE ISSUE, (B) NOT PARTICIPATE IN EITHER THE DISCUSSION OR THE VOTE ON THE ISSUE, (C) LEAVE THE ROOM DURING DISCUSSION AND VOTING ON THE ISSUE, OR (D) EXPLAIN HIS OR HER INTEREST IN THE MATTER FULLY SO THE BOARD OF DIRECTORS MAY WEIGH THE BOARD MEMBERS FURTHER PARTICIPATION. FORM 990, PART VI, SECTION C, LINE 19 GOVERNING DOCUMENTS AND CONFLICT OF INTEREST POLICY ARE AVAILABLE ON THE PUBLIC PORTION OF THE WEBSITE. FINANCIAL STATEMENTS ARE PROVIDED UPON REQUEST. FORM 990, PART XI, LINE 9: RETURNED GRANTS 3,519. AMERICAN SOCIETY OF TRANSPLANT SURGEONS 1401 SOUTH CLARK STREET SUITE 1120 ARLINGTON VA 22202 133048373 PROMOTE EDUCATION, TRAINING & RESEARCH IN ORGAN& CELLULAR OR 501(C)(3) LINE 7 N/A 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 1 0 0 1 0