2023-10-30T09:17:05-07:00 2022-12-31 990 2022-01-01 222959987 F F THOMPSON HEALTH SYSTEM INC FFTH 5853966000 350 Parrish Street Canandaigua NY 14424 Mark Prunoske Sr VP Finance/CFO 5853966280 2023-10-30 1 1 11 1 AAL2 X 2022 2023-04-26 12:10:37Z Michael F Stapleton Jr 350 Parrish Street Canandaigua NY 14424 5592981 0 X www.thompsonhealth.com X 1989 NY Thompson Health is dedicated to providing an integrated health care system, comprised of affiliated health-related corporations, to continuously improve the health of the residents and communities of the Finger Lakes and the surrounding region. 24 16 17 20 0 0 132154 157196 4698680 4325967 0 0 340684 543380 5171518 5026543 0 0 0 0 3575814 3363505 0 0 0 1402764 1520484 4978578 4883989 192940 142554 6622129 6278922 3850409 3363292 2771720 2915630 Thompson Health is dedicated to providing an integrated health care system, comprised of affiliated health-related corporations, to continuously improve the health of the residents and communities of the Finger Lakes and the surrounding region. 0 0 4519385 0 4325967 Membership Benefit Programs: Provided management, marketing, communications, legal and compliance services and strategic planning for all five subsidiaries. 198743 0 0 Emergency Communications and Education Programs: Provided infection control and emergency preparedness services and education for all five subsidiaries. 103695 0 103695 Grant programs: The Rural Health Grant objectives were combined with two other non-profit organizations to support the initiatives of New York State's Rural Health Network Development Program prevention agenda of promoting healthy lifestyles and increasing quality and access to healthcare for all communities. Community and employee wellness programs include: chronic disease prevention/care management through diabetes and nutrition education classes for children and adults, healthy menu options in the organizations and school cafeterias, and walking and fitness programs in the community. Increasing access to/and quality of health care in the rural areas were accomplished with support for a rural medical and a physician assistant student, established Care Coordinators who performed pre-natal home care visits for at risk populations, and implemented processes and protocols for Patient Centered Medical Home projects. 0 0 0 4821823 1 0 0 0 0 0 0 0 0 1 1 0 1 1 1 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 0 0 0 0 1 1 1 0 0 1 X 0 0 17 1 0 0 0 0 0 0 0 0 0 0 0 0 X 24 16 1 0 0 0 1 1 1 1 1 0 0 1 1 1 1 1 1 1 1 0 NY X F F Thompson Hospital Roberta Spezzano 5853966000 350 Parrish Street Canandaigua NY 144241731 X Steven Goldstein Board Member 0.5 71 X 0 3306548 209673 Mark Taubman MD Board Member 0.5 75 X 0 1783432 176973 Michael Stapleton President/CEO 38 2 X X 916820 0 125322 Michael Apostolakos MD Board Member 0.5 64 X 0 701264 107783 A David Peter MD Board Member 0.5 40 X 0 590018 40588 David Baum SVP Medical Affairs 20 20 X 509180 0 92600 Mark Prunoske SVP Finance/CFO 38 2 X 438546 0 80243 Kurt Koczent EVP/COO 2 38 X 85903 343611 76488 Justin Weiss MD Board Member President of Medical Staff 0.5 55 X 0 315641 59269 Elizabeth Talia VP Legal & Regulatory Affairs and General Counsel 5 35 X 285895 0 45055 Cindy Teerlinck MD Board Member and Physician 0.5 39.5 X 0 253938 41196 Akua Asante MD Board Member 0.5 40 X 0 190027 5271 Mary Schneiter Director of Development and Corp Comm 20 20 X 24383 19070 946 Daniel Fuller Board Chair 0.5 1.5 X X 0 0 0 Dale Hunt Board Vice Chair 0.5 2 X X 0 0 0 David G Case Board Treasurer 0.5 1.5 X X 0 0 0 Lauren Dixon Board Secretary 0.5 2 X X 0 0 0 Mark Blazey Board Member 0.5 1.5 X 0 0 0 Randall Farnsworth Board Member 0.5 1.5 X 0 0 0 Roger Friedlander Board Member 0.5 1.5 X 0 0 0 Paul Griswold Board Member 0.5 2 X 0 0 0 Jennifer Jones Board Member 0.5 1.5 X 0 0 0 William R Kenyon Esq Board Member 0.5 1.5 X 0 0 0 Georgia Lamb Board Member 0.5 1.5 X 0 0 0 Lauren Sands Esq Board Member 0.5 2 X 0 0 0 Margaret Somerset Esq Board Member 0.5 1.5 X 0 0 0 Lori Van Dusen Board Member 0.5 1.5 X 0 0 0 Maureen Wolfe Board Member 0.5 1.5 X 0 0 0 Krista Jackson Board Member 0.5 1.5 X 0 0 0 Frank H Hamlin III Esq Board Member 0.5 1.5 X 0 0 0 Deborah Price Board Member 0.5 1.5 X 0 0 0 2260727 7503549 1061407 5 0 1 0 0 0 0 0 0 157196 0 0 157196 Membership Assessment 561499 4325967 4325967 0 0 0 0 0 0 4325967 776830 0 566438 0 210392 0 210392 0 0 210392 0 0 0 332988 332988 0 0 332988 5026543 4658955 0 210392 X 0 0 0 0 0 0 0 0 1885290 1869932 15358 0 0 0 0 0 827457 827131 326 0 104205 103603 602 0 330721 328809 1912 0 215832 214584 1248 0 0 0 0 0 16195 16195 0 0 17112 17112 0 0 0 0 0 0 0 0 0 0 0 0 442946 442196 750 0 455602 455602 0 0 236106 231219 4887 0 0 0 0 0 0 0 0 0 26548 26548 0 0 3953 3953 0 0 0 0 0 0 2054 2054 0 0 0 0 0 0 0 0 0 0 16360 0 16360 0 4979 4950 29 0 Dues and subscriptions 41320 41068 252 0 Employee recognition 66673 66673 0 0 Other 190636 170194 20442 0 0 0 0 0 4883989 4821823 62166 0 71018 81772 46922 50909 73627 72278 92329 72935 11204168 8213261 3261459 2990907 1439500 1439500 1637274 1570621 6622129 6278922 114222 94095 2679098 2452975 1057089 816222 3850409 3363292 X 2771048 2914958 672 672 2771720 2915630 6622129 6278922 X 142554 0 0 0 0 1356 X 0 1 X 1 0 X X 5 FF Thompson Hospital Foundation Inc 222959984 7 1 0 0 MM Ewing Continuing Care Center 237046583 3 1 0 0 FF Thompson Senior Communities Inc 161557494 10 1 0 0 Frederick Ferris Thompson Hospital 160743024 3 1 0 0 University of Rochester 160743209 2 1 0 0 5 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 13547495 0 -1321769 0 494497 0 11731229 11445637 0 2564889 0 463031 0 13547495 10174748 402401 1387742 0 519254 0 11445637 8875689 460767 1269141 0 430849 0 10174748 9096199 0 104438 0 324948 0 8875689 0.92 0.08 0 0 1 1 0 0 0 10622705 0 7708145 2914560 22536 0 13278 9258 0 451962 393628 58334 106965 0 98210 8755 2990907 Investment in FFT Properties and Services, Inc. 1439500 C 1439500 Due from affiliates 1086590 Assets limited as to use 471261 Beneficial interest in the Foundation 672 Other 12098 1570621 0 Deferred compensation liability 471262 Accrued pension liability 327029 Other 17931 816222 X 5592981 0 0 0 0 0 5592981 0 -566438 -566438 5026543 5450427 0 0 0 566438 566438 4883989 0 0 0 4883989 Schedule D, Part V, Line 4 The funds are held by the FF Thompson Foundation for the benefit of FF Thompson Health System, FFT Senior Communities, FF Thompson Hospital and the MM Ewing Continuing Care Center. The Foundation continuously evaluates the needs of these organizations and attempts to meet those needs. Schedule D, Part X, Line 2 The Health System is a not-for-profit corporation as described in Section 501(c)(3) of the Internal Revenue Code (the Code) and is exempt from Federal, state and local income taxes on related income pursuant to Section 501(a) of the Code. The Health System has also been classified by the Internal Revenue Service as a corporation that is not a private foundation. Schedule D, Part XI, Line 4b Rental expenses Schedule D, Part XII, Line 2d Rental expenses X 0 0 X X X X X 0 1 0 0 0 0 0 1 0 Steven Goldstein Board Member 0 1509252 0 0 0 1797296 0 188712 0 20961 0 3516221 0 1749057 Mark Taubman MD Board Member 0 1744544 0 0 0 38888 0 156577 0 20396 0 1960405 0 0 Michael Apostolakos MD Board Member 0 678734 0 0 0 22530 0 79312 0 28471 0 809047 0 0 Michael Stapleton President/CEO 530313 0 236789 0 149718 0 94181 0 31141 0 1042142 0 91432 0 A David Peter MD Board Member and Surgeon 0 589850 0 0 0 169 0 9149 0 31438 0 630606 0 0 Cindy Teerlinck MD Board Member and Physician 0 197487 0 56141 0 310 0 13079 0 28117 0 295134 0 0 Mark Prunoske SVP Finance/CFO 317212 0 69455 0 51880 0 52884 0 27358 0 518789 0 36846 0 Kurt Koczent EVP/COO 56462 225847 17290 69162 12151 48602 8814 35254 6484 25936 101201 404801 6487 25947 David Baum SVP Medical Affairs 381621 0 77415 0 50145 0 60057 0 32543 0 601781 0 24559 0 Elizabeth Talia VP Legal & Regulatory Affairs and General Counsel 240995 0 30037 0 14863 0 14573 0 30483 0 330951 0 0 0 Justin Weiss MD Board Member President of Medical Staff 0 301029 0 14612 0 0 0 28059 0 31210 0 374910 0 0 Akua Asante MD Board Member 0 183572 0 1337 0 5117 0 3649 0 1623 0 195298 0 0 Schedule J, Part I, Line 1a Health/Social Club Dues of $2,000 were paid for the President/CEO. Schedule J, Part I, Line 1b As part of the CEO's contractual employment agreement, health or social club dues are included as a part of his benefit package. Therefore, there is no written policy regarding payment or reimbursement of those expenses outside of the employment agreement itself. Schedule J, Part I, Line 3 The CEO of the FF Thompson Health System, Inc. received compensation from a related organization through a common paymaster. Because employees are included in the common paymaster, the CEO's salary is allocated to the System. In addition, the affiliated entities collectively establish CEO compensation by the manners' described on this line. Schedule J, Part I, Line 4 The following individuals participated in a supplemental nonqualified retirement plan and received employer paid amounts that are included in deferred compensation. 457(f) plan payments were Michael Stapleton - $78,930, Mark Prunoske - $31,534, Kurt Koczent - $28,817 and David Baum - $38,707. SERP plan payments that are included in deferred compensation were Steven Goldstein - $159,400, Mark Taubman, MD - $127,265 and Michael Apostolakos, MD $50,000. 457(f) employer payment and included in other reportable compensation was Steven Goldstein $1,701,399. These amounts represent employee deferrals of compensation plus investment earnings over several years that were vested and paid pursuant to the requirements of the plans. The employee deferrals were reported as deferred compensation in Schedule J, Part II, Column C in prior years and reflected, net of investment earnings, in Schedule J, Part II, Column F. Schedule J, Part I, Line 7 The President/CEO, Executive VP/COO and Senior VP of Finance/CFO are eligible for a variable percent year end incentive based on predetermined goals. The goals are operational, financial and managerial in nature. The financial goals tie in part to the net earnings of the organization and its' affiliates. Ethan Koczent Family Member 37683 Employee of Related Organization 0 Form 990, Part V, Line 2a Employees and certain officers, directors, and key employees of The Frederick Ferris Thompson Hospital's related organizations receive compensation from the Hospital, through a common paymaster. Because employees are included in the common paymaster, a portion of the salaries of these individuals is allocated to its affiliates and is included as part of other salary and wages on their statement of functional expenses. None of the board members of the Hospital are compensated for their board services. Form 990, Part VI, Section A, Line 2 Given that many of our Board Members include professionals in industries such as banking, law, and financial advisement, it is our understanding that some board members engage with each other in professional business activities. Given the comprehensive conflict of interest forms the board members complete, we do not believe any such relationship impacts their decision making as to Thompson activities and to the extent there is a potential conflict of interest is disclosed by a Board member, the Board member is instructed to follow our conflict of interest policy as described in Line 12c. Form 990, Part VI, Section A, Line 6 The FF Thompson Health System (System), the University of Rochester Medical Center and the University of Rochester (UR) are parties in an affiliation agreement whereby UR is the sole corporate member of the System. Form 990, Part VI, Section A, Line 7a Refer to Schedule O, Form 990, Part VI, Section A, Line 6 Form 990, Part VI, Section A, Line 7b Refer to Schedule O, Form 990, Part VI, Section A, Line 6 Form 990, Part VI, Section B, Line 11b The Director of Finance and Reimbursement and the CFO review the return. In addition, the return is reviewed by an independent accounting firm. The return is then made available to the Board of Directors and a summary presentation is made at the board meeting. Questions are entertained during both meetings as well as after the meeting prior to filing. Form 990, Part VI, Section B, Line 12c Consistent with the written system-wide conflict of interest (COI) policy, Board members, officers and key employees complete annual conflict of interest forms to identify actual and potential conflicts of interest that may exist relative to their duties with the organization. The Audit Committee and General Counsel monitor completion of these forms and review the statements made therein for compliance with the COI policy. An individual management plan is developed that stipulates how each potential or actual COI will be addressed in order to mitigate each conflict identified. Each individual management plan is reviewed, modified as necessary and approved by the Audit Committee and General Counsel. The approved plan is then delivered to each person with an identified potential or actual COI. To help ensure compliance with the COI policy, each individual management plan stipulates that the person with a potential or actual COI will not be allowed to participate in any discussion or decision of the Board in any area of identified conflict. Furthermore, unless a specific question is asked by the Board, the person with the COI will be asked to leave the room during a discussion and/or decision by the Board that involves an area covered by the COI individual management plan. The Audit Committee and General Counsel review these procedures annually to assess their effectiveness and recommend (or make) appropriate changes as needed to ensure the COI policy is consistently and effectively enforced. Form 990, Part VI, Section B, Line 15 Executive compensation is established by the Compensation Committee of the Board of Directors. The committee uses an outside company to gather comparable data in determining compensation levels for the President/CEO and senior level executives. The full Board of Directors is surveyed by the Compensation Committee on executive performance which is also considered in determining compensation levels. The committee is involved in setting goals for the CEO which ties back to his performance review and compensation rate. This process is completed each year. Form 990, Part VI, Section C, Line 19 These documents are available upon request by contacting the Administrative Office. Form 990, Part VII, Section A, Line 1a Refer to Schedule O, Employment information, Form 990, Part V, Line 2a Form 990, Part IX, Line 7 Refer to Schedule O, Employment information, Form 990, Part V, Line 2a Form 990, Part IX, Line 11g Other services relate to outside purchased services, consultants and physician services. Form 990, Part XI, Line 9 Net periodic pension benefit $48,541, unrealized losses on investments ($92,226), change in funded status of pension plan $45,041. University of Rochester 910 Genesee Street Ste 200 Rochester NY 14611 160743209 School NY 501(C)(3) 2 N/A 0 Highland Hospital of Rochester 1000 South Avenue Rochester NY 14620 160743037 Hospital NY 501(C)(3) 3 Strong Partnership Health System 0 The Highland Foundation Inc 1000 South Avenue Rochester NY 14620 237310662 Fundraising NY 501(C)(3) 12A, 1 Highland Hospital 0 Highland Facilities Development Corp 1000 South Avenue Rochester NY 14620 223039077 Medical Building NY 501(C)(3) 10 Highland Hospital 0 Highland Community Development Corp 100 Hahnemann Trail Pittsford NY 14534 223154715 Elder Care NY 501(C)(3) 10 Strong Partnership Health System 0 The Highlands Living Center Inc 500 Hahnemann Trail Pittsford NY 14534 223240227 Healthcare NY 501(C)(3) 10 Strong Partnership Health System 0 The Meadows at Westfall Inc 5901 Lac De Ville Blvd Rochester NY 14618 161502303 Healthcare NY 501(C)(3) 10 Strong Partnership Health System 0 Strong Partners Health System Inc 601 Elmwood Avenue Box 706 Rochester NY 14642 161499099 Support Org NY 501(C)(3) 12A, 1 University of Rochester 0 UR Medicine Home Care Inc 2180 Empire Boulevard Webster NY 14580 222577664 Fundraising NY 501(C)(3) 7 University of Rochester 0 UR Medicine Home Care Certified Services Inc 2180 Empire Boulevard Webster NY 14580 160743215 Healthcare NY 501(C)(3) 10 URMHC 0 UR Medicine Home Care Licensed Services Inc 2180 Empire Boulevard Webster NY 14580 161561691 Healthcare NY 501(C)(3) 10 URMHC 0 Excell Partners Inc 343 State Street Kodak Tower 2nd floor Rochester NY 14650 201862628 Economic Dev NY 501(C)(4) N/A University of Rochester 0 Nextcorps Inc 260 East Main Street Suite 6000 Rochester NY 14604 161195028 Business Incu NY 501(C)(3) 7 University of Rochester 0 University of Rochester Broadcasting Corporation 201 Wilson Commons Rochester NY 14627 160743209 Broadcast Lic NY 501(C)(4) N/A University of Rochester 0 UR Real Estate Corporation 263 Wallis Hall Rochester NY 14627 271140014 Support Org NY 501(C)(3) 12A, 1 University of Rochester 0 Meliora Real Estate Corporation 263 Wallis Hall Rochester NY 14627 452464788 Support Org NY 501(C)(3) 12A, 1 University of Rochester 0 The Frederick Ferris Thompson Hospital 350 Parrish Street Canandaigua NY 14424 160743024 Hospital NY 501(C)(3) 3 FF Thompson Health System Inc 1 MM Ewing Continuing Care Center 350 Parrish Street Canandaigua NY 14424 237046583 Healthcare NY 501(C)(3) 3 FF Thompson Health System Inc 1 FFT Senior Communities Inc 1 Ferris Hills Canandaigua NY 14424 161557494 Elder Care NY 501(C)(3) 10 FF Thompson Health System Inc 1 The FF Thompson Foundation Inc 350 Parrish Street Canandaigua NY 14424 222959984 Fundraising NY 501(C)(3) 7 FF Thompson Health System Inc 1 Finger Lakes Home Care Inc 756 Pre-Emption Road Geneva NY 14456 161489133 Healthcare NY 501(C)(3) 10 URM Home Care Certified Services 0 The Memorial Hospital of William F and Gertrude F Jones Inc 191 North Main Street Wellsville NY 14895 222807681 Hospital NY 501 C (3) 3 University of Rochester 0 Livingston Health Care System Inc 111 Clara Barton Street Dansville NY 14427 161455240 Support Org NY 501 C (3) 12A, 1 University of Rochester 0 Nicholas H Noyes Memorial Hospital Inc 111 Clara Barton Street Dansville NY 14427 160743979 Hospital NY 501 C (3) 3 LHCS 0 Red Jacket Center Inc 111 Clara Barton Street Dansville NY 14427 161037658 Medical Bldg NY 501 C (3) 12A, 1 LHCS 0 The Foundation for Noyes Memorial Health System Inc 111 Clara Barton Street Dansville NY 14427 161584778 Fundraising NY 501 C (3) 7 LHCS 0 Jones Memorial Hospital Foundation 191 North Main Street Wellsville NY 14895 473763374 Support Org NY 501 C (3) 7 Jones Hosp 0 Jones Medical Services PC 191 North Main Street Wellsville NY 14895 465210222 Medical Clinic NY 501 C (3) 3 Jones Hosp 0 St James Hospital 7329 Seneca Road North Hornell NY 14843 160743310 Hospital NY 501(c) 3 3 University of Rochester 0 St James Hospital Foundation Inc 7329 Seneca Road North Hornell NY 14843 161486437 Fundraising NY 501(c) 3 7 St James Hospital 0 UR Medicine Home Care Community Services Inc 2180 Empire Boulevard Webster NY 14580 825091873 Healthcare NY 501(c) 3 10 URMHC 0 UR Medicine Home Care Foundation Inc 2180 Empire Boulevard Webster NY 14580 831912967 Support Org NY 501(c) 3 12A,1 URMHC 0 Excell Innovate NY Fund LP 343 State Street Kodak Tower 2nd Floor Rochester NY 14650 462405519 Investment Fund NY ETV Inc Excell Minority and Women Owned Business Investment Fund LP 343 State Street Kodak Tower 2nd Floor Rochester NY 14650 810723223 Investment Fund NY ETV Inc Excell Partners Innovative TC Fund LP 343 State Street Kodak Tower 2nd Floor Rochester NY 14650 810711015 Investment Fund NY ETV Inc Finger Lakes Venture Fund LP 344 State Street Kodak Tower 2nd Floor Rochester NY 14651 833941257 Investment Fund NY ETV Inc Medical Administrative Associates Inc 777 South Clinton Avenue Rochester NY 14620 161354319 Retail Pharmacy NY Highland Hospital C 0 UR Equity Holdings Inc 110 Office Park Way Pittsford NY 14534 273040889 Holding Co DE University of Rochester C 0 FFTH Properties and Services Inc 350 Parrish Street Canandaigua NY 14424 161286518 Holding Co NY FF Thompson Health System Inc C 1 1 Excell Technology Ventures Inc 343 State Street Kodak Tower 2nd Floor Rochester NY 14650 800909149 Biotech Incubator NY Rochester Bioventure C 0 Accountable Health Partners LLC 135 Corporate Woods Ste 320 Rochester NY 14623 300787967 Acct Care Network NY University of Rochester C 0 Accountable Health Partners IPA LLC 135 Corporate Woods Suite 320 Rochester NY 14623 371746016 Independent practice association NY AHP LLC C 0 AHP Insurance Company 76 St Paul Street Suite 500 Burlington VT 05401 814644839 Captive Insurance Co VT AHP LLC C Luminate Venture Challenge Corp 260 East Main Street Suite 6000 Rochester NY 14604 823954131 Business Incu NY Nextcorps Inc C Hornell Medical Village LLC 7100 Route 70A Hornell NY 14843 611886763 Hold Real Estate NY St James Hosp C Rochester Bioventure Center Inc 601 Elmwood Ave Box 706 Rochester NY 14642 202485999 Biotech Incub NY University of Rochester C 1 0 0 0 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 The Frederick Ferris Thompson Hospital l 3327083 FMV MM Ewing Continuing Care Center l 330313 FMV FFT Senior Communities Inc l 245126 FMV The FF Thompson Foundation Inc l 222091 FMV FFTH Properties and Services Inc l 201354 FMV The Frederick Ferris Thompson Hospital a-iv 126600 FMV