2023-10-19T15:52:24-05:00 2022-12-31 410746749 CLIFTONLARSONALLEN LLP 6501 AMERICAS PARKWAY NE SUITE 500 ALBUQUERQUE NM 87110 990 2022-01-01 850325494 SANTA FE INSTITUTE SANT 5059848800 1399 HYDE PARK ROAD SANTA FE NM 87501 DAVID KRAKAUER PRESIDENT 5059848800 2023-10-19 1 DAVID KRAKAUER XXX-XX-XXXX 1 STEPHEN LIVINGSTON P00317845 5058428290 2023-10-19 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z DAVID KRAKAUER 1399 HYDE PARK ROAD SANTA FE NM 87501 42297892 0 X HTTP://WWW.SANTAFE.EDU X 1984 NM INDEPENDENT NOT-FOR-PROFIT RESEARCH AND EDUCATION. 28 28 98 30 0 0 53941895 8380780 1146726 1889573 2685361 1140495 0 0 57773982 11410848 358114 152665 0 0 8196618 8967772 0 0 112894 3473926 6278076 12028658 15398513 45745324 -3987665 95101684 86579005 1593523 3460529 93508161 83118476 X THE SANTA FE INSTITUTE IS A TRANSDISCIPLINARY RESEARCH COMMUNITY THAT EXPANDS THE BOUNDARIES OF SCIENTIFIC UNDERSTANDING. ITS AIM IS TO DISCOVER, COMPREHEND, AND COMMUNICATE THE COMMON FUNDAMENTAL PRINCIPLES IN COMPLEX PHYSICAL, COMPUTATIONAL, BIOLOGICAL, AND SOCIAL SYSTEMS THAT UNDERLIE MANY OF THE MOST PROFOUND PROBLEMS FACING SCIENCE AND SOCIETY TODAY. 0 0 9518010 152665 1889573 2022 SANTA FE INSTITUTE SCIENCE ACTIVITIES AND ACCOMPLISHMENTS - SEE SCHEDULE O. 9518010 1 1 0 0 0 0 1 1 0 1 1 0 0 0 1 0 1 0 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 146 0 1 98 1 0 0 0 0 0 0 0 0 0 0 0 0 X 28 28 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 0 0 NM X X SUZETTE A FRONK 5059462790 1399 HYDE PARK RD SANTA FE NM 87505 GERRY OHRSTROM TRUSTEE 0.50 X 0 0 0 KATHERINE COLLINS CHAIR OF THE BOARD 2.50 X X 0 0 0 GARY BENGIER TRUSTEE 0.50 X 0 0 0 ROSS BUHRDORF TRUSTEE 0.50 X 0 0 0 JOHN CHISHOLM TRUSTEE 0.50 X 0 0 0 ELIZABETH DAVIS TRUSTEE 0.50 X 0 0 0 FRED DOTZLER TRUSTEE 0.50 X 0 0 0 BILL GURLEY TRUSTEE 0.50 X 0 0 0 JOHN HAGEL III TRUSTEE 0.50 X 0 0 0 MARI KOOI TRUSTEE 0.50 X 0 0 0 MICHAEL MAUBOSSIN TRUSTEE 0.50 X 0 0 0 ROBERT MAXFIELD TRUSTEE 0.50 X 0 0 0 CORMAC MCCARTHY TRUSTEE 0.50 X 0 0 0 IAN MCKINNON TRUSTEE 1.00 X 0 0 0 JOHN H MILLER EX OFFICIO 1.00 X 0 0 0 DARLA MOORE TRUSTEE 0.50 X 0 0 0 JERRY MURDOCK TRUSTEE 0.50 X 0 0 0 PIERRE OMIDYAR TRUSTEE 0.50 X 0 0 0 JAMES PALOTTA TRUSTEE 0.50 X 0 0 0 SAM PETERS TRUSTEE 1.00 X 0 0 0 JIM RUTT TRUSTEE 0.50 X 0 0 0 TOBY SHANNAN TRUSTEE 0.50 X 0 0 0 GRAHAM SPENCER TRUSTEE 0.50 X 0 0 0 EUGENE STARK TRUSTEE 0.50 X 0 0 0 VIJAY ULLAL TRUSTEE 0.50 X 0 0 0 D A WALLACH TRUSTEE 0.50 X 0 0 0 JOSH WOLFE TRUSTEE 0.50 X 0 0 0 DAVID KRAKAUER PRESIDENT 37.50 X 368352 0 25521 JANET GUNN SECRETARY/VP - ADMIN 37.50 X 138739 0 33356 MATTHEW BECHTEL DIRECTOR FINANCE & ACCOUNTING 37.50 X 131421 0 24453 JENNIFER DUNNE VP - SCIENCE 37.50 X 221555 0 18470 WILLIAM M TRACY VP - STRATEGIC PARTNERSHIPS 37.50 X 192891 0 26987 GEOFFREY WEST DISTINGUISHED PROFESSOR 37.50 X 258700 0 12345 SIDNEY REDNER PROFESSOR 37.50 X 202946 0 20563 MELANIE MITCHELL PROFESSOR 37.50 X 188232 0 41554 CRIS MOORE PROFESSOR 37.50 X 169945 0 36926 JESSICA FLACK PROFESSOR 37.50 X 154821 0 16792 2027602 0 256967 18 0 1 0 JDR & ASSOCIATES LLC 274 DINOSAUR TRAIL SANTA FE NM 87508 CONSTRUCTION 481448 HOTEL SANTA FE 1501 PASEO DE PERALTA SANTA FE NM 87501 EVENTS/ROOMS/CATERING 257438 INSTITUTE OF AMERICAN INDIAN ARTS 83 AVAN NU PO ROAD SANTA FE NM 87508 MEALS & HOUSING 227412 WALTER BURKE CATERING 1209 CALLE DE COMERCIO SANTA FE NM 87507 CATERING 218416 NCI GROUP INC 8316 BROADWAY SE ALBUQUERQUE NM 87105 CONSTRUCTION 139188 5 2100866 6279914 216838 8380780 ACTION 541700 1417984 1417984 TUITION 541700 271589 271589 ACTION WORKSHOPS 541700 200000 200000 1889573 1020855 1020855 31006684 30887044 119640 119640 119640 11410848 1889573 0 1140495 X 152665 152665 1181746 354710 723693 103343 6344019 4494626 1847804 1589 191718 133969 57684 65 764708 529876 233790 1042 485581 310997 168413 6171 228761 228761 1640287 807293 832994 97028 97028 252842 89931 162911 299284 64597 234687 172578 128875 43703 665358 642082 23276 34335 34335 443509 331196 112313 330867 330867 FOOD & BEVERAGE 611861 373156 238705 LODGING 592882 585162 7720 MAINTENCE & REPAIR 310874 207877 102997 MISCELLANEOUS 219573 96555 123018 378037 214443 162910 684 15398513 9518010 5767609 112894 13459308 4723323 469981 425434 37908327 35617497 307551 537780 111925 43463 158479 20314899 6769235 12780048 13545664 29351805 30901552 117600 117600 551676 551676 95101684 86579005 1207881 1500785 341250 4500 0 1932152 44392 23092 1593523 3460529 X 6448999 7820081 87059162 75298395 93508161 83118476 95101684 86579005 -3987665 -6402020 0 X X 0 1 X 1 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED X 4 33.00 0 0 0 1 1 40.00 1000 0 551676 0 0 X 0 18643370 -2620932 658853 15363585 12677724 5000000 1582014 616368 18643370 14444017 -1194341 571952 12677724 11673110 3297919 527012 14444017 14710997 -2516807 521080 11673110 0.00000 0.20400 0.79600 0 0 4867375 4867375 13333466 6170443 7163023 870551 590192 280359 1243507 8600 1234907 13545664 LEASE LIABILITY ACCOUNT 23092 23092 4780067 -6402020 -6402020 11182087 228761 228761 11410848 15169752 0 15169752 228761 228761 15398513 PART II, LINE 5: AT LEAST ANNUALLY, THE INDIVIDUAL RESPONSIBLE FOR SFI FACILITIES WILL MONITOR AND INSPECT ANY AND ALL CONSERVATION EASEMENTS. SFI, ITS STAFF, AND ITS CONTRACTORS WILL COOPERATE WITH THE SANTA FE CONSERVATION TRUST (SFCT) TO PROVIDE ACCESS FOR SFCT INSPECTIONS AND TO SEEK THEIR GUIDANCE TO ENSURE COMPLIANCE. ANY AND ALL VIOLATIONS OF THE EASEMENT WILL BE BROUGHT TO THE ATTENTION OF SENIOR MANAGEMENT. SFI WILL TAKE APPROPRIATE ACTIONS TO CORRECT ANY VIOLATIONS, INCLUDING COMPELLING OTHERS TO MAINTAIN COMPLIANCE WITH THE EASEMENT OR RESTRICTING THEIR ACCESS IF THEY FAIL TO COMPLY. PART II, LINE 9: THE CONSERVATION EASEMENTS REFERENCED IN PART II OF SCHEDULE D CONTAIN RESTRICTIONS PLACED ON THE USE OF PROPERTY THAT WAS DONATED TO THE INSTITUTE. THESE RESTRICTIONS WERE CONSIDERED BY APPRAISERS IN DETERMINING THE VALUE OF THE DONATED PROPERTY. THE FOOTNOTES TO THE INSTITUTE'S FINANCIAL STATEMENTS THAT ADDRESS THE ACCOUNTING FOR DONATED PROPERTY ARE AS FOLLOWS: REVENUE RECOGNITION - THE INSTITUTE REPORTS GIFTS OF LAND, BUILDINGS, AND EQUIPMENT AS SUPPORT WITHOUT DONOR RESTRICTIONS UNLESS RESTRICTIONS ARE PLACED ON THE ASSET BY THE DONOR. GIFTS OF LONG-LIVED ASSETS WITH EXPLICIT RESTRICTIONS THAT SPECIFY HOW THE ASSETS ARE TO BE USED AND GIFTS OF CASH OR OTHER ASSETS THAT MUST BE USED TO ACQUIRE LONG-LIVED ASSETS ARE REPORTED AS SUPPORT WITH DONOR RESTRICTIONS. ABSENT EXPLICIT DONOR STIPULATIONS ABOUT HOW LONG THOSE LONG-LIVED ASSETS MUST BE MAINTAINED, THE INSTITUTE REPORTS EXPIRATIONS OF DONOR RESTRICTIONS WHEN THE DONATED OR ACQUIRED LONG-LIVED ASSETS ARE PLACED IN SERVICE. PROPERTY AND EQUIPMENT - PROPERTY AND EQUIPMENT ARE STATED AT COST OR FAIR MARKET VALUE WHEN RECEIVED, IF DONATED. PROVISION FOR DEPRECIATION IS COMPUTED USING THE STRAIGHT-LINE METHOD OVER THE ESTIMATED USEFUL LIFE OF THE PROPERTY. PART III, LINE 4: ART COLLECTION MAY OR MAY NOT BE ON PUBLIC DISPLAY THROUGHOUT THE INSTITUTE. ART IS PURELY FOR DECORATION PURPOSES TO ENHANCE THE BEAUTY OF THE INSTITUTE. PART V, LINE 4: THE INSTITUTE'S ENDOWMENT CONSISTS OF A SINGLE POOLED FUND. ALL ENDOWMENTS ARE CLASSIFIED AS NET ASSETS WITH DONOR RESTRICTIONS AS PER THE ENDOWMENT AGREEMENTS. INCOME IS AVAILABLE AND USED FOR PURPOSES DEEMED APPROPRIATE BY THE INSTITUTE SUBJECT TO USE RESTRICTIONS IMPOSED BY DONOR GIFT AGREEMENTS INFORMED BY INTERNAL POLICIES. AS REQUIRED BY GENERALLY ACCEPTED ACCOUNTING PRINCIPLES (GAAP), NET ASSETS ASSOCIATED WITH ENDOWMENT FUNDS, INCLUDING FUNDS DESIGNATED BY THE BOARD OF TRUSTEES TO FUNCTION AS ENDOWMENTS, ARE CLASSIFIED AND REPORTED BASED ON THE EXISTENCE OR ABSENCE OF DONOR-IMPOSED RESTRICTIONS. APPROPRIATION OF FUNDS IS DETERMINED, IN PART, BASED ON DONOR STIPULATIONS AND APPROVED BY THE INSTITUTE'S FINANCE COMMITTEE. 1 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 SCHEDULE E, PART I, LINE 3 ALL RECRUITMENT, ADVERTISING, OR OTHER SOLICITATIONS INCLUDE SFI'S NONDISCRIMINATORY POLICY, NO LESS THAN ANNUALLY. SCHEDULE E, PART I, LINE 6 EXPLANATION OF GOVERNMENT FINANCIAL AID: THE ORGANIZATION RECEIVES GOVERNMENT GRANTS TO SUPPORT RESEARCH ON VARIOUS SCIENTIFIC TOPICS THAT THE ORGANIZATION SUPPORTS. 1 UNIVERSITY OF SOUTHERN CALIFORNIA 3500 FIGUEROA ST SUITE 102 LOS ANGELES CA 90089 951642394 501(C)(3) 26523 0 PREDICTION/SURVEY RESEARCH UNIVERSITY OF NEW MEXICO 1 UNIVERSITY OF NEW MEXICO ALBUQUERQUE NM 87131 856000642 NM GOVERNMENTAL 36183 0 FOUNDATIONS OF INTELLIGENCE IN NATURAL & ARTIFICIAL SYSTEMS MASSACHUSETTS INSTITUTE OF TECHNOLOGY 77 MASSACHUSETTS AVENUE CAMBRIDGE MA 02139 042103594 501(C)(3) 20345 0 RESEARCH PROJECT SUNWATER INSTITUTE 12358 PARKLAWN DR STE 220 NORTH BETHESDA MD 20852 823170835 501(C)(3) 16257 0 UNDERSTANDING THE EFFECT OF INDIVIDUAL DECISION-MAKING STRATEGIES ON COLLECTIVE DECISION OUTCOMES WORCESTER POLYTECHNIC INSTITUTE 100 INSTITUTE RD WORCESTER MA 01609 042121659 501(C)(3) 26534 0 RESEARCH PROJECT 5 PART I, LINE 2: BASED ON COLLABORATIVE PROPOSALS SUBMITTED WITH SUBAWARDEES, FINANCIAL MANAGEMENT SYSTEMS QUESTIONNAIRES, POLICIES AND PROCEDURES ON SUBRECIPIENT MONITORING, STATEMENTS OF THE SCOPE OF WORK, AND BUDGET PROPOSALS, THE ORGANIZATIONS SET UP SUB-AWARD AGREEMENTS WITH EACH SUBAWARDEE. EACH SUBWARDEE SIGNS AND CERTIFIES COMPLIANCE WITH THE AGREEMENT, WHICH IS MAINTAINED THROUGHOUT THE PERIOD OF PERFORMANCE. SANTA FE INSTITUTE REVIEWS ON, AT LEAST, AN ANNUAL BASIS THE SUBAWARDEE'S DATA COLLECTION FORMS FOR REPORTING ON AUDITS OF STATES, LOCAL GOVERNMENTS, AND NON-PROFIT ORGANIZATIONS, FINANCIAL STATEMENTS, AND OTHER ACCOUNTING DOCUMENTS TO DETERMINE HOW GRANTS WERE SPENT, BUDGET COMPLIANCE, AND IF ANY AUDIT FINDINGS RELATING TO THE EXPENDITURE OF THE SUB-AWARD WERE NOTED IN THE TAX RETURN AND/OR FINANCIAL STATEMENTS. X X X X X 0 0 0 0 0 0 0 1 0 DAVID KRAKAUER PRESIDENT 318352 0 0 0 50000 0 12200 0 13321 0 393873 0 0 0 GEOFFREY WEST DISTINGUISHED PROFESSOR 258000 0 0 0 700 0 11400 0 945 0 271045 0 0 0 JENNIFER DUNNE VP - SCIENCE 161555 0 0 0 60000 0 7600 0 10870 0 240025 0 0 0 MELANIE MITCHELL PROFESSOR 188232 0 0 0 0 0 9011 0 32543 0 229786 0 0 0 SIDNEY REDNER PROFESSOR 202946 0 0 0 0 0 8680 0 11883 0 223509 0 0 0 WILLIAM M TRACY VP - STRATEGIC PARTNERSHIPS 157558 0 0 0 35333 0 8213 0 18774 0 219878 0 0 0 CRIS MOORE PROFESSOR 169945 0 0 0 0 0 7400 0 29526 0 206871 0 0 0 JANET GUNN SECRETARY/VP - ADMIN 138739 0 0 0 0 0 6800 0 26556 0 172095 0 0 0 JESSICA FLACK PROFESSOR 154421 0 0 0 400 0 7040 0 9752 0 171613 0 0 0 MATTHEW BECHTEL DIRECTOR FINANCE & ACCOUNTING 131421 0 0 0 0 0 1371 0 23082 0 155874 0 0 0 PART I, LINE 3 THE PRESIDENT'S COMPENSATION IS DETERMINED BY A LETTER OF AGREEMENT NEGOTIATED BY THE TRUSTEES. IN NEGOTIATING THE AGREEMENT, THE TRUSTEES USE COMPARABILITY DATA FROM VARIOUS ACADEMIC INSTITUTIONS AND OTHER RELEVANT PERIODICALS AND STUDIES. ANNUALLY, THE TRUSTEES EVALUATE THE PRESIDENT'S PERFORMANCE IN THE COMPENSATION REVIEW. THESE ACTIONS ARE DOCUMENTED IN THE MINUTES OF THE MEETINGS. THE COMPENSATION PROCESS FOR OTHER OFFICERS, INCLUDING VICE PRESIDENTS AND BOARD SECRETARY, IS DETERMINED BY THE PRESIDENT USING COMPARABILITY DATA FROM SIMILAR ACADEMIC INSTITUTIONS AND OTHER RELEVANT PERIODICALS AND STUDIES, AS APPROPRIATE. PART I, LINE 7 SOME BONUSES WERE PAID TO EMPLOYEES WHO ENGAGED IN ACTIVITIES THAT WERE ABOVE AND BEYOND THE NORMAL SCOPE OF RESPONSIBILITES. X 2 216838 FMV 0 1 0 PART I, COLUMN (B): NUMBER OF DONORS LISTED FORM 990, PART III, LINE 4A, DESCRIPTION OF PROGRAM SERVICE: 2022 SANTA FE INSTITUTE SCIENCE ACTIVITIES AND ACCOMPLISHMENTS: - SCIENCE PERSONNEL: SFI MAINTAINED TWELVE RESIDENT FACULTY, ADDED ELEVEN NEW EXTERNAL PROFESSORS, HAD FIVE FRACTAL FACULTY MEMBERS, AND HOSTED 20 POSTDOCTORAL FELLOWS, INCLUDING FOUR WHO MOVED ON TO OTHER POSITIONS IN 2022. IN TOTAL, AS OF THE END OF 2022, THERE WERE 179 FORMALLY AFFILIATED RESEARCHERS OF SFI, INCLUDING POSTDOCTORAL FELLOWS, RESIDENT FACULTY, FRACTAL FACULTY, EXTERNAL FACULTY, EXTERNAL FACULTY FELLOWS, MEMBERS OF THE SCIENCE BOARD, AND SCIENCE BOARD FELLOWS. - SCIENCE VISITORS & SEMINARS: DESPITE ONGOING PANDEMIC RESTRICTIONS THAT LIMITED IN-PERSON ACTIVITIES FOR THE FIRST FEW MONTHS OF THE YEAR, SFI HOSTED 715 IN-PERSON VISITORS AND MEETING PARTICIPANTS PLUS DOZENS OF VIRTUAL PARTICIPANTS, AND HOSTED 95 SEMINARS (85 IN-PERSON, 10 VIRTUAL). THIS WAS A MAJOR INCREASE OVER IN-PERSON VISITORS/PARTICIPANTS AND SEMINARS OVER 2021. - SCIENCE MEETINGS: SFI HOSTED 30 SCIENCE MEETINGS, 26 OF WHICH WERE IN-PERSON, A SIGNIFICANT INCREASE OF IN-PERSON SCIENCE MEETINGS OVER 2021. ELEVEN OF THE MEETINGS WERE MAJOR WORKSHOPS, SOME OF WHICH HAD BEEN DELAYED FROM 2020 DUE TO THE PANDEMIC. - NEW RESEARCH THEME: SFI STARTED A NEW SCIENTIFIC RESEARCH PROGRAM ON EMERGENT POLITICAL ECONOMIES (EPE): RULES, DYNAMICS, AND DIVERSITY, A $6.5 MILLION, FIVE-YEAR PROGRAM FUNDED BY THE OMIDYAR NETWORK. SFI IS ONE OF SEVERAL RESEARCH CENTERS FUNDED BY VARIOUS FOUNDATIONS FOCUSED ON THE RENEWAL OF POLITICAL AND ECONOMIC THINKING IN THEORY AND PRACTICE. TWELVE SFI PROFESSORS, RESIDENT AND EXTERNAL, SERVE AS THE ADVISORY BOARD FOR SFI'S PROGRAM. [NOTE THIS IS ONLY ONE OF MANY RESEARCH THEMES AT SFI, SOME OF WHICH ARE INTERNALLY FUNDED AND OTHERS EXTERNALLY FUNDED]. - SPONSORED RESEARCH: THE SPONSORED RESEARCH OFFICE (SRO) PROVIDES SUPPORT AND TRAINING TO SFI RESEARCHERS TO IDENTIFY OPPORTUNITIES, DEVELOP PROPOSALS, OBTAIN FUNDS, AND ADMINISTER EXTERNAL GRANTS FOR RESEARCH ACTIVITIES. IN 2022, SFI RESEARCHERS APPLIED FOR 20 FEDERAL, FOUNDATION, AND INTERNATIONAL GRANTS AND WERE AWARDED NINE, FOR A SUCCESS RATE OF 45% AND A TOTAL OF $7.7 MILLION DOLLARS OF NEW EXTERNAL FUNDING. AT THE END OF 2022, THERE WERE 53 ACTIVE AWARDS ($19.3 MILLION). THE SRO ALSO INITIATED THE LOU SCHUYLER POSTDOCTORAL RESEARCH FUND IN 2022. THE FUND'S OBJECTIVE IS TO INCREASE INDEPENDENCE AND RESEARCH PRODUCTIVITY AND TO ADVANCE THE FUTURE SCHOLARLY ENDEAVORS OF EARLY CAREER SFI SCHOLARS. IN 2022 FOUR POSTDOCTORAL FELLOWS WERE GRANTED THE FIRST SET OF AWARDS TOTALING $49,000. - COMMUNITY LECTURE SERIES: SFI'S COMMUNITY LECTURE SERIES RE-STARTED IN 2022, FEATURING SEVEN LECTURES AND ONE PANEL DISCUSSION INVOLVING RESIDENT, FRACTAL AND EXTERNAL FACULTY, AND OTHERS. THE MCKINNON FAMILY FOUNDATION UNDERWROTE THE SERIES, WITH ADDITIONAL SUPPORT FROM THE SANTA FE REPORTER AND THE LENSIC PERFORMING ARTS CENTER, WHICH HOSTED THE LECTURES AT NO COST. THE EVENTS AVERAGED 593 IN-PERSON ATTENDEES, WITH THREE SOLD OUT LECTURES. WE LIVE-STREAMED AND RECORDED THE LECTURES, RESULTING IN 89,897 VIEWS ON AVERAGE, A SIGNIFICANT INCREASE OVER THE LAST SERIES IN 2019. 2022 SANTA FE INSTITUTE EDUCATION ACTIVITIES: - THE UNDERGRADUATE COMPLEXITY RESEARCH PROGRAM OFFERED 9 UNDERGRADUATE STUDENTS FROM SCHOOLS ACROSS AMERICA A 10-WEEK IMMERSIVE MENTORED RESEARCH EXPERIENCE. - OUR HALLMARK EDUCATION PROGRAM, THE COMPLEX SYSTEMS SUMMER SCHOOL, OFFERED ADVANCED INSTRUCTION AND COLLABORATIVE RESEARCH OPPORTUNITIES TO 73 PHD STUDENTS AND POSTDOCS FROM AROUND THE WORLD THREE DISTINCT 1- AND 2-WEEK TOPICAL WORKSHOPS (2 SPONSORED BY NSF OR NEH GRANTS) PROVIDED TRAINING IN QUANTITATIVE SOCIAL SCIENCES AND DIGITAL HUMANITIES TO 58 PHD STUDENTS FROM THE US AND EU. - A 3-WEEK VIRTUAL SCHOOL CONVENED 77 GLOBAL PARTICIPANTS FROM ACADEMIA, NGOS, AND THE CORPORATE SECTOR TO LEARN ABOUT AND APPLY COMPLEX SYSTEMS APPROACHES IN AN AFFORDABLE AND ACCESSIBLE FORMAT - COMPLEXITYEXPLORER.ORG ONLINE EDUCATION PLATFORM PROVIDED ASYNCHRONOUS, ON-DEMAND, NO- OR LOW-COST COMPLEXITY SCIENCE COURSES TO 6,301 ACTIVE USERS. 2022 SANTA FE INSTITUTE ACTION (APPLIED COMPLEXITY NETWORK) ACTIVITIES: - ACTION MEETINGS: SFI CONVENED 12 APPLIED COMPLEXITY MEETINGS. EXCLUDING SPEAKERS, THERE WERE 739 TOTAL ATTENDANCES, INCLUDING 129 ATTENDANCES BY SFI-AFFILIATED RESEARCHERS, 68 ATTENDANCES BY UNAFFILIATED RESEARCHERS, 449 PRACTITIONER ATTENDANCES, AND 93 OTHERS. THIS CORRESPONDED TO 69 UNIQUE SFI-AFFILIATED RESEARCHER ATTENDEES, 52 UNIQUE UNAFFILIATED RESEARCHERS ATTENDEES, AND 257 UNIQUE PRACTITIONER ATTENDEES. FORM 990, PART VI, SECTION B, LINE 11B FORM 990 IS REVIEWED BY SENIOR MANAGEMENT AND SUBMITTED TO THE AUDIT COMMITTEE FOR REVIEW AND APPROVAL. THE COMPLETED 990 IS THEN PRESENTED TO ALL MEMBERS OF THE BOARD OF TRUSTEES PRIOR TO FILING. FORM 990, PART VI, SECTION B, LINE 12C EMPLOYEES, MANAGEMENT, AND BOARD MEMBERS ARE SUBJECT TO THE CONFLICT OF INTEREST POLICY. EMPLOYEES AND MANAGEMENT ATTEST TO THEIR INDEPENDENCE WHEN HIRED AND ARE REQUIRED TO INFORM THE ORGANIZATION SHOULD THEIR SITUATION CHANGE. BOARD MEMBERS RECEIVE THE CONFLICT-OF-INTEREST POLICY UPON APPOINTMENT AND ARE REQUIRED TO ATTEST TO THEIR INDEPENDENCE ANNUALLY. CONFLICT DETERMINATIONS ARE MADE AND REVIEWED BY MANAGEMENT OR THE CHAIR OF THE BOARD OF TRUSTEES, AS APPROPRIATE. A CONFLICTED INDIVIDUAL IS PROHIBITED FROM PARTICIPATING IN DELIBERATIONS AND DECISIONS CONCERNING THE SUBJECT TRANSACTION. FORM 990, PART VI, SECTION B, LINE 15A THE PRESIDENT'S COMPENSATION IS DETERMINED BY A LETTER AGREEMENT NEGOTIATED BY THE TRUSTEES. IN NEGOTIATING THE AGREEMENT, THE TRUSTEES USE COMPARABILITY DATA FROM VARIOUS ACADEMIC INSTITUTIONS AND OTHER RELEVANT PERIODICALS AND STUDIES. ANNUALLY, THE TRUSTEES EVALUATE THE PRESIDENT'S PERFORMANCE IN THE COMPENSATION REVIEW. THESE ACTIONS ARE DOCUMENTED IN THE MINUTES OF THE MEETINGS. THE PROCESS OF EVALUATING COMPARABLE DATA WAS LAST DONE IN 2020. THE COMPENSATION PROCESS FOR OTHER OFFICERS, INCLUDING VICE PRESIDENTS AND BOARD SECRETARY, IS DETERMINED BY THE PRESIDENT USING COMPARABILITY DATA FROM SIMILAR ACADEMIC INSTITUTIONS AND OTHER RELEVANT PERIODICALS AND STUDIES, AS APPROPRIATE. THE PROCESS DESCRIBED HERE WAS LAST COMPLETED IN 2022 FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC BASED UPON SPECIFIC REQUESTS BY INDIVIDUALS OR ORGANIZATIONS. FORM 990, PART IX, LINE 11G CONTRACT SERVICES: PROGRAM SERVICE EXPENSES 807,293. MANAGEMENT AND GENERAL EXPENSES 832,994. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 1,640,287. FORM 990, PART IX, LINE 24E SUPPLIES: PROGRAM SERVICE EXPENSES 55,685. MANAGEMENT AND GENERAL EXPENSES 153,074. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 208,759. STIPENDS: PROGRAM SERVICE EXPENSES 124,335. MANAGEMENT AND GENERAL EXPENSES 0. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 124,335. DUES & SUBSCRIPTIONS: PROGRAM SERVICE EXPENSES 34,423. MANAGEMENT AND GENERAL EXPENSES 4,122. FUNDRAISING EXPENSES 0. TOTAL EXPENSES 38,545. TAXES AND LICENSES: PROGRAM SERVICE EXPENSES 0. MANAGEMENT AND GENERAL EXPENSES 5,714. FUNDRAISING EXPENSES 684. TOTAL EXPENSES 6,398. FORM 990, PART XIII, LINE 2C THE ORGANIZATION DID NOT CHANGE ITS OVERSIGHT PROCESS OR SELECTION PROCESS DURING THE TAX YEAR.