2023-04-04T12:08:03-05:00 2022-12-31 010494526 Baker Newman & Noyes PO Box 507 Portland ME 04112 990 2022-01-01 046036228 Trust UArt 5 UWO Mary A Falvey F/B/O American Lung Association FAL5 2073635377 co Baker Newman Noyes PO Box 50 Portland ME 04112 Linda D Scotland Trustee 2073635377 2023-03-27 1 Linda Scotland 999009999 0 Connor Smart P02285543 8002447444 2023-03-27 2 AAL1 IAL1 2022 2023-04-26 12:10:37Z X Susan H Rice c/o Baker Newman Noyes PO Box 507 Portland ME 04112 370682 0 X N/A X 1957 MA Grants to American Lung Association in accordance with the terms of the trust. 2 2 0 0 0 0 0 0 0 0 68891 35759 0 29 68891 35788 16800 16800 0 0 2051 2039 0 0 0 8361 14924 27212 33763 41679 2025 1290961 1056932 0 0 1290961 1056932 Grants to American Lung Association in accordance with the terms of the trust. 0 0 17820 16800 0 Grants to American Lung Association whose mission is to save lives by improving lung health and preventing lung disease. 17820 1 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 1 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 X 2 2 1 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 MA X The Organization 2073635377 c/o Baker Newman Noyes PO Box 507 Portland ME 04112 Susan H Rice Trustee 1.00 2.00 X 1020 1839 0 Linda D Scotland Trustee 1.00 2.00 X 1019 1840 0 2039 3679 0 0 0 0 0 0 17843 17843 352810 334894 17916 17916 17916 Class action proceeds 900099 29 29 29 35788 0 0 35788 16800 16800 2039 1020 1019 6633 6633 2350 2350 5847 5847 18 18 Foreign taxes withheld 41 41 MA Form PC filing fee 35 35 33763 17820 15943 0 43235 23689 1089809 970890 157917 62353 1290961 1056932 0 0 X 1290961 1056932 0 0 0 0 1290961 1056932 1290961 1056932 2025 -236054 0 X 0 0 0 X X 1 American Lung Association 131632524 7 1 16800 0 1 16800 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 X Part IV, Section D, Lines 2-3: The Trust met and continues to meet the requirements set forth in Regulations section 1.509(a)-4(i)(3). The Trust maintains a historic and continuing relationship with the supported organization, American Lung Association. Quarterly investment reports are provided to American Lung Association, which set forth a description of the trust's assets including a detailed list of the assets and the income produced by such assets. The Trust encourages the supported organization to make suggestions regarding how the funds should be invested, and regularly advises the supported organization regarding the Trust's plans to make distributions to it. Part V, Line 1: The Trust has and continues to meet the provisions set forth in Regulations section 1.509(a)-4(i)(9). Accordingly, per the terms of the Trust's governing documents that established the trust prior to November 20, 1970, all the net income of the Trust is to be paid to the Trust's supported organization in furtherance of its tax-exempt charitable purpose. Additionally, the Trust has not subsequently funded after the date of its creation. The trustees of the trust do not have discretion to vary the beneficiary supported organization or the amounts payable to the supported organization within the meaning of Regulations 1.509(a)-4(i)(9)(iv) and are not disqualified persons within the meaning of section 4946(a). 0 260 shares Microsoft 62353 F 62353 1 American Lung Association 55 W Wacker Drive Chicago IL 60601 131632524 501(c)(3) 16800 0 To save lives by improving lung health and preventing lung disease 1 0 Part I, Line 2: The Trust provides grants on an annual basis to the American Lung Association in accordance with the terms of the trust instrument. The Trustees do not monitor the use of grant funds. The Trustees do, on an annual basis, confirm that the American Lung Association continues to be a 501(c)(3) organization. Form 990, Part VI, Section A, line 2 The Trustees, Susan H. Rice and Linda D. Scotland, are also Trustees of two other tax-exempt organizations: Trust U/Art 6 U/W/O Mary A. Falvey for Visiting Nurse Assn of Boston (EIN 04-6036229) and Trust U/Art 7 U/W/O Mary A. Falvey for Guild of St. Elizabeth (EIN 04-6036230). Form 990, Part VI, Section B, line 11b The original annual Form 990 (along with a copy for her to retain for her records), as prepared by the accounting firm Baker, Newman, Noyes, is submitted to Trustees, Susan H. Rice and Linda D. Scotland for their review and approval prior to filing with the IRS so any comments, questions, or concerns by the Trustees can be raised before the original signed form is filed. Form 990, Part VI, Section B, line 12c The Trustees are subject to the Conflict of Interest policy established by the Trustees. The Trustees resolve that no Trustee shall participate in any discussion or vote on any matter in which he or she or a member of his or her immediate family has potential conflict of interest due to having material economic involvement regarding the matter being discussed. When such a situation presents itself, the Trustee must announce his or her potential conflict, disqualify himself or herself, and be excused from the meeting until the discussion is over on the matter involved. The Trustees are obligated to make inquiry if such conflict appears to exist. Form 990, Part VI, Section B, line 15 Compensation to the Trustees is based on the advisory fee schedule established by H.M. Payson & Co, the independent entity that provides custody and investment management to the Trust. The Trustees share 25% of that calculated fee, the percentage that H.M. Payson & Co regularly splits with outside co-fiduciaries. Form 990, Part VI, Section C, line 19 Upon request. Trust U6 UWO Mary A Falvey c/o Baker Newman Noyes PO Box 507 Portland ME 04112 046036229 Provide grants to Visiting Nurse Assn of Boston MA 501(c)(3) Line 12d, III-O N/A 0 Trust U7 UWO Mary A Falvey c/o Baker Newman Noyes PO Box 507 Portland ME 04112 046036230 Provide grants to Hattie B. Cooper Community Center, Inc. MA 501(c)(3) Line 12d, III-O N/A 0 American Lung Association 55 W Wacker Drive Chicago IL 60601 131632524 Improving lung health and preventing lung disease ME 501(c)(3) Line 7 N/A 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0