2015-05-15T22:02:24-05:00 2014-06-30 946214841 ARMANINO LLP 12657 ALCOSTA BOULEVARD SUITE 500 SAN RAMON CA 945834600 990PF 2013-07-01 943362163 THE DUFFIELD FAMILY FOUNDATION DBA MADDIE'S FUND DUFF 9253105450 6150 STONERIDGE MALL ROAD NO 125 PLEASANTON CA 94588 AMY ZEIFANG CHAIRMAN OF THE BOARD 9253105450 2015-05-15 1 LYNN HENLEY P00356034 9257902600 2013 2016-04-25 22:37:26Z X 288305961 X 6355 X 30863 30863 7239544 7239544 3755729 45915863 4007372 436166 419188 11468657 11696967 432316 0 432316 778769 0 767902 319255 0 324154 19858 0 19345 131430 21263 106714 2101880 1535789 553418 61491 61491 0 214168 117988 0 467927 0 400726 0 395451 90807 0 84003 4098848 1390933 721291 9117475 3127464 3404594 29267966 17311774 38385441 3127464 20716368 -26916784 8569503 119 140 140 4659296 10400931 10400931 119640 165822 119640 119640 83070 149155 149155 88923860 94042746 94042746 58237752 56175553 56175553 106648898 109499916 109499916 18242208 751906 19413421 17490302 17490302 1411428 427578 427578 279543666 288305961 288305961 911347 612418 8241636 20190063 1738817 983083 10891800 21785564 X 268651866 266520397 268651866 266520397 279543666 288305961 268651866 -26916784 24785315 266520397 0 266520397 REALIZED GAIN ON INVESTMENTS P 2013-12-31 41682224 41852668 -170444 -170444 PASS THROUGH GAIN (SEE SCHEDULE) P 2013-12-31 4199709 4199709 4199709 UBI P 2013-12-31 55823 -55823 -55823 BOND AMORTIZATION P 2013-12-31 33930 33930 33930 4007372 0 12589895 254874006 0.049397 14099866 243879691 0.057815 12022381 247656983 0.048544 13343160 235201562 0.056731 15172634 232412118 0.065283 0.277770 0.055554 263780006 14654034 85695 14739729 20783735 X 85695 0 85695 0 85695 174372 174372 X 88677 88677 0 0 0 0 0 0 0 0 0 1 1 0 1 1 CA NV 1 0 0 0 0 1 WWW.MADDIESFUND.ORG VALERIE STOLTENBERG 9253105450 6150 STONERIDGE MALL ROAD NO 125 PLEASANTON CA 94588 0 1 0 1 1 0 0 0 0 0 1 0 0 0 0 0 0 1 0 0 1 0 0 0 RICHARD AVANZINO 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 PRESIDENT 40.00 330967 31110 4800 CHERYL D DUFFIELD 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 DIRECTOR 1.00 0 0 0 DAVID A DUFFIELD 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 DIRECTOR 1.00 0 0 0 MICHAEL D DUFFIELD 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 DIRECTOR 1.00 0 0 0 LAURIE E PEEK 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 SECRETARY 8.00 101349 9090 0 MARGARET L TAYLOR 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 DIRECTOR 1.00 0 0 0 AMY D ZEIFANG 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 CHAIRMAN OF THE BOARD 5.00 0 0 0 SHEILA D'ARPINO 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 DIR. OF RESEARCH 40.00 175950 5520 10616 MARY IPPOLITI-SMITH 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 VP OF OPS 40.00 144354 14528 0 MICHELLE THOMPSON 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 GRANTS MGR 40.00 94864 8472 0 3 ARQ ARCHITECTS 1 GOVERNMENT ST SUITE 2 KITTERY ME 03804 ARCHITECTURAL SERVICES 1010891 NEVADA PACIFIC CONSULTING LLC 3201 DANVILLE BLVD SUITE 172 ALAMO CA 94507 FINANCIAL CONSULTANTS 278131 BLUELINE ASSOCIATES INC 7011 KOLL CENTER PKWY STE 150 PLEASANTON CA 94566 DEMOLITION SERVICES 198809 CHRISTIE KEITH 10865 E HOLLY ROAD DAVISBURG MI 58350 WRITING SERVICES 110417 JANET DALY 5637 VAN FLEET AVENUE RICHMOND CA 94804 ACCOUNTING CONSULTANT 80057 0 0 255083546 12713414 0 267796960 0 0 267796960 4016954 263780006 13189000 13189000 85695 85695 13103305 0 13103305 0 13103305 20716368 0 67367 20783735 85695 20698040 13103305 5254887 0 0 20783735 5254887 0 0 13103305 2425543 0 0 2425543 0 0 0 0 0 0 0 2425543 2425543 RICHARD AVANZINO 6150 STONERIDGE MALL RD SUITE 125 PLEASANTON CA 94588 9253105450 PLEASE SEE OUR WEBSITE AT WWW.MADDIESFUND.ORG TO REVIEW OUR GUIDELINES. PLEASE SEE OUR WEBSITE FOR ADDITIONAL INFORMAITON. GRANTS TO ANIMAL ORGANIZATIONS AND GROUPS ONLY SEE ATTACHED 6160 STONERIDGE MALL ROAD PLEASANTON CA 94588 NONE PUBLIC CHARITIES GRANTS AND ALLOCATIONS 17301774 NATIONAL FEDERATION OF HUMANE SOCIETIES 320 MAPLE AVENUE WEST 142 VIENNA VA 22180 NONE NON-CHARITY EVENT SPONSORSHIP 10000 17311774 SEE ATTACHED 6160 STONERIDGE MALL ROAD PLEASANTON CA 94588 NONE PUBLIC CHARITIES GRANTS AND ALLOCATIONS 11995492 11995492 ADOPTION FEE REVENUE 900000 15905 900000 14 30863 900000 14 7239544 900000 14 420261 900000 18 3755729 0 11446397 15905 11462302 1A THE FOUNDATION CHARGES A FEE TO COVER THE COST OF ITS ADOPTION PROGRAM 0 0 0 0 0 0 0 0 0 0 ACCOUNTING FEES 131430 21263 106714 LAND 2012-12-31 4451280 L 0 0 BUILDING 2012-12-31 13548720 131724 SL 40.000000000000 451624 0 FURNITURE & RQUIPMENT 2012-12-31 24920 23597 SL 5.000000000000 0 0 SOFTWARE 2012-12-31 217288 128658 SL 3.000000000000 16303 0 NATIONAL FEDERATION OF HUMANE SOCIETIES 320 MAPLE AVE WEST 142 VIENNA VA 22180 2013-12-31 1000 EVENT SPONSORSHIP 10000 NONE THE DONEE USED THE GRANT AS INTENDED FOR THE BENEFITS OF ANIMALS. GOLDMAN SACHS - 336-0 (SEE ATTACHED) 14946265 14946265 NORTHERN TRUST - 2684641 (SEE ATTACHED) 41229288 41229288 NORTHERN TRUST COMPANY - 2610445 (SEE ATTACHED) 12481592 12481592 GOLDMAN SACHS - 659-3 (SEE ATTACHED) 52989538 52989538 GOLDMAN SACHS - 332-9 (SEE ATTACHED) 9289967 9289967 GOLDMAN SACHS - 336-0 (SEE ATTACHED) 8459271 8459271 GOLDMAN SACHS - 248-5 (SEE ATTACHED) 10645074 10645074 GOLDMAN SACHS - 112-1 (SEE ATTACHED) 177304 177304 OTHER INVESTMENTS (SEE ATTACHED) FMV 109499916 109499916 LAND 4451280 0 4451280 BUILDING 13548720 583348 12965372 FURNITURE & RQUIPMENT 24920 23597 1323 SOFTWARE 217288 144961 72327 LEGAL FEES 19858 0 19345 DERIVATIVE FINANCIAL ASSETS 964000 0 0 INVESTMENT INCOME RECEIVABLE 447428 427578 427578 SUPPLIES 156700 0 151922 BANK FEES 32608 0 31643 DUES & SUBSCRIPTIONS 11590 0 10103 INSURANCE 112057 0 127699 POSTAGE & SHIPPING 28086 0 26444 MISCELLANEOUS 202062 0 201954 PARTNERSHIP EXPENSES 21943 21943 0 MEDIA ADVERTISING 75096 0 73956 FOSTER CARE PROGRAM EXPENSES 123754 0 97570 PORTFOLIO DEDUCTIONS 1368990 1368990 0 BOOK/TAX ADJUSTMENTS -190023 0 0 IMPAIRMANT LOSS 2144868 0 0 FEES -RECLAIMABLE FOREIGN TAXES 11117 0 0 PARTNERSHIP INCOME NET OF UBI-TAX ONLY 380729 PARTNERSHIP INCOME 381802 0 381802 RECLAIMABLE FOREIGN TAX REFUND 38459 38459 38459 ADOPTION FEE REVENUE 15905 15905 UNREALIZED GAIN ON INVESTMENTS 24785315 DERIVATIVE FINANCIAL LIABILITY 1296110 526030 DEFERRED TAX LIABILITY 442707 457053 FINANCIAL CONSULTING 158015 47060 113100 CONSULTING 344748 0 342092 INVESTMENT MANAGEMENT 1488729 1488729 0 IT CONSULTING 78203 0 67996 FOSTER CARE CONTRACT EXPENSES 32185 0 30230 FOREIGN TAXES 117988 117988 0 EXCISE TAX EXPENSE 96180 0 0