2014-05-14T12:02:49-05:00 2013-06-30 261159690 GIBSON RUDDOCK PATTERSON LLC 600 SUNLAND PARK DR 6-300 EL PASO TX 79912 990 2012-07-01 850379663 ARROWHEAD CENTER INC ARRO 5756464154 P O BOX 30001 MSC 3AA LAS CRUCES NM 880038001 KEVIN B BOBERG 5756464154 2014-05-13 1 BRENDA YEAGER P00146357 9153563700 2012 2015-11-30 17:44:51Z KEVIN B BOBERG PO BOX 30001 MSC 700 LAS CRUCES NM 880038001 522467 0 X ARROWHEADCENTER.NMSU.EDU X 1989 NM THE MISSION OF ARROWHEAD CENTER IS TO FOSTER SUSTAINABLE ECONOMIC DEVELOPMENT IN NEW MEXICO IN SUPPORT OF NMSU'S MISSION, FOCUSING ON THE INTERRELATED ACTIVITIES OF TECHNOLOGY COMMERCIALIZATION, ENTREPRENEURSHIP, RESEARCH PARK DEVELOPMENT, BUSINESS INCUBATION AND ECONOMIC STUDIES / POLICY ANALYSIS. 21 21 0 0 0 0 0 0 567691 522467 0 0 0 0 567691 522467 0 0 0 0 0 12837 0 0 0 842132 504923 842132 517760 -274441 4707 686014 1566375 7292 7298 678722 1559077 TO PROMOTE PROSPERITY AND PUBLIC WELFARE IN NEW MEXICO THROUGH ECONOMIC DEVELOPMENT. 0 0 59441 10875 TRANSITION THE DISCOVERIES AND INNOVATION OF NMSU RESEARCHERS INTO THE MARKETPLACE. 2 NEW STARTUPS ATTRIBUTED TO IP 10 AGREEMENTS THAT ENABLE EXTERNAL USE OF NMSU TECHNOLOGIES 17 PATENTS PENDING OR AWARDED 39937 28980 PERFORM PUBLIC POLICY ANALYSIS AND ECONOMIC RESEARCH FOR INDUSTRY, GOVERNMENT, AND SMALL BUSINESSES. 6 ECONOMIC IMPACT STUDIES AND TECHNICAL REPORTS 399748 482612 DEVELOP THE RESEARCH PARK AS AN INNOVATION HUB AND GROW AN ENTREPRENEURIAL ECOSYSTEM IN NM. 2 NEW/EXPANDED TENANT ORGANIZATIONS AND COMPANIES 69 NEW TENANT PARTNER EMPLOYEES 38 NMSU GRADUATES EMPLOYED BY TENANT ORGANIZATIONS 4 COMPANIES LAUNCHED OR EXPANDED THROUGH THE ARROWHEAD TECHNOLOGY INCUBATOR AND STUDENT INCUBATOR (STUDIO G) 17 SPONSORED NETWORKING EVENTS AND CONFERENCES TARGETING ENTREPRENEURS AND INVENTORS 499126 1 0 0 0 0 0 0 0 1 0 0 1 0 0 0 0 1 1 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 1 6 0 0 0 0 0 0 0 0 0 0 0 0 X 21 21 0 0 0 0 0 1 1 1 1 0 0 0 1 1 1 0 0 0 0 0 NM X ANGELA THRONEBERRY 5756467793 NEW MEXICO STATE UNIVERSITY LAS CRUCES NM 88003 X JORDAN BANEGAS 0.30 11.00 X 0 4290 0 JON BARELA 0.00 X 0 0 0 KATHLEEN BROOK 0.10 40.00 X 0 135254 0 LOWELL CATLETT 0.10 40.00 X 0 176199 0 GREG FANT 0.10 40.00 X 0 149012 0 STEVE HOTTMAN 0.00 40.00 X 0 185454 0 RICARDO JACQUEZ 0.10 40.00 X 0 195323 0 DAVIN LOPEZ 0.10 X 0 0 0 JAMES C MANATT JR 0.30 X 0 0 0 JACKIE KERBY MOORE 0.30 X 0 0 0 MICHAEL MOREHEAD 0.20 40.00 X 0 174150 0 ISAAC PINO 0.10 X 0 0 0 MICHAEL RIVERA 0.00 X 0 0 0 VAN ROMERO 0.10 X 0 0 0 CHRISTA SLATON 0.10 40.00 X 0 181848 0 BEN WOODS 0.10 40.00 X 0 179794 0 TILAHUN ADERA 0.20 40.00 X X 0 166237 0 KEVIN BOBERG 0.30 40.00 X X 0 155637 0 GARREY CARRUTHERS 0.10 40.00 X X 0 211590 0 VIMAL CHAITANYA 0.10 40.00 X X 0 199503 0 ANGELA THRONEBERRY 0.20 40.00 X X 0 221455 0 BARBARA COUTURE 0.00 40.00 X 0 388850 0 CHRISTOPHER DULANY 0.10 X 0 0 0 JAVIER GONZALES 0.00 X 0 0 0 JAY JORDAN 0.00 25.30 X 0 109792 0 MANUEL PACHECO 0.60 8.90 X 0 80455 0 WENDY WILKINS 0.10 40.00 X 0 267557 0 0 3182400 0 0 0 1 0 0 DEV RES PK&GROW AN ENT 900099 482612 482612 POLICY ANALYSIS & ECON 900099 28980 28980 COMMERCIALIZATION OF I 900099 10875 10875 522467 522467 522467 0 0 11667 11667 1170 1170 875 875 16440 16440 120165 120165 6712 6444 268 218 218 253579 253579 13637 13637 56 56 AWARDS 77877 77877 PAYROLL FOR AHC CONTRAC 7707 7697 10 FURNITURE AND EQUIPMENT 907 907 6750 4834 1916 517760 499126 18634 0 510699 536642 36373 15143 138942 1014590 686014 1566375 3461 5120 2399 1517 1432 661 7292 7298 X 678722 1559077 0 0 0 0 678722 1559077 686014 1566375 4707 875648 0 X 0 1 X 0 0 X X X X 0 0 0 NEW MEXICO STATE UNIVERSITY 856000401 2 1 1 1 0 1 0 0 1 X 0 1014590 F 1014590 1398115 875648 875648 522467 0 522467 517760 0 517760 0 517760 PART IV, LINE 2B: TENANT SECURITY DEPOSITS: NEW TENANTS ARE REQUIRED TO MAKE SECURITY DEPOSITS, WHICH ARE REFUNDED WHEN THE TENANT LEAVES, SUBJECT TO REDUCTION FOR REPAIRS NECESSITATED BY DAMAGES CAUSED BY THE TENANT DURING OCCUPANCY. 0 0 0 0 0 0 0 0 0 LOWELL CATLETT 0 176199 0 0 0 0 0 0 0 0 0 176199 0 0 STEVE HOTTMAN 0 185454 0 0 0 0 0 0 0 0 0 185454 0 0 RICARDO JACQUEZ 0 195323 0 0 0 0 0 0 0 0 0 195323 0 0 MICHAEL MOREHEAD 0 174150 0 0 0 0 0 0 0 0 0 174150 0 0 CHRISTA SLATON 0 181848 0 0 0 0 0 0 0 0 0 181848 0 0 BEN WOODS 0 179794 0 0 0 0 0 0 0 0 0 179794 0 0 TILAHUN ADERA 0 166237 0 0 0 0 0 0 0 0 0 166237 0 0 KEVIN BOBERG 0 155637 0 0 0 0 0 0 0 0 0 155637 0 0 GARREY CARRUTHERS 0 211590 0 0 0 0 0 0 0 0 0 211590 0 0 VIMAL CHAITANYA 0 199503 0 0 0 0 0 0 0 0 0 199503 0 0 ANGELA THRONEBERRY 0 221455 0 0 0 0 0 0 0 0 0 221455 0 0 BARBARA COUTURE 0 388850 0 0 0 0 0 0 0 0 0 388850 0 0 WENDY WILKINS 0 267557 0 0 0 0 0 0 0 0 0 267557 0 0 FORM 990, PART VI, SECTION A, LINE 7A TWO REGENTS FROM THE NMSU BOARD OF REGENTS ARE DESIGNATED BY THE BOARD OF REGENTS TO SERVE ON THE ORGANIZATION'S BOARD OF DIRECTORS. FORM 990, PART VI, SECTION A, LINE 7B AMENDMENTS TO THE BYLAWS AND ARTICLES OF INCORPORATION ARE SUBJECT TO APPROVAL BY THE NMSU BOARD OF REGENTS. FORM 990, PART VI, SECTION B, LINE 11 A DRAFT OF FORM 990 IS PROVIDED BY THE CPA FIRM TO THE ORGANIZATION'S CHIEF EXECUTIVE OFFICER (CEO) FOR REVIEW. AS ARROWHEAD IS A RELATED ORGANIZATION WITH NMSU, THE DRAFT FORM IS THEN REVIEWED BY NMSU'S INVESTMENT AND TAX MANAGER AND RETURNED TO ARROWHEAD FOR REVISIONS IF REQUIRED. THE FINAL FORM IS THEN FURTHER REVIEWED BY THE ORGANIZATION'S TREASURER PRIOR TO SIGNING. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION UTILIZES CONFLICT OF INTEREST/DISCLOSURE FORMS IN ORDER FOR ALL INTERESTED PERSONS (AS DEFINED BY THE POLICY) TO DISCLOSE THE EXISTENCE OF ANY ACTUAL OR POTENTIAL CONFLICTS OF INTEREST. THE FORMS ARE REVIEWED BY THE AUDIT COMMITTEE/ PRESIDENT OF THE BOARD OF DIRECTORS WHO DETERMINE IN ACCORDANCE WITH THE POLICY WHETHER THE APPEARANCE OF A CONFLICT OF INTEREST EXISTS. IF IT IS DETERMINED THAT THE APPEARANCE OF A CONFLICT EXISTS, THE AUDIT COMMITTEE/PRESIDENT OF THE BOARD OF DIRECTORS REPORTS TO THE BOARD OF DIRECTORS AND THE INTERESTED PERSON IS GIVEN OPPORTUNITY TO DISCLOSE ALL MATERIAL FACTS. IF AFTER HEARING THE INTERESTED PERSON'S RESPONSE AND AFTER MAKING FURTHER INVESTIGATION AS WARRANTED BY THE CIRCUMSTANCES, IT IS DETERMINED THAT A CONFLICT OF INTEREST DOES EXIST, IF THE INTERESTED PERSON DISCLOSED THE CONFLICT, THEN IT IS DETERMINED IF THERE IS AN ALTERNATIVE MANAGEMENT PLAN, AND IF NOT THEN THE INTERESTED PERSON IS REMOVED FROM THE DECISION MAKING ROLE. IF IT IS DETERMINED THAT THE INTERESTED PERSON HAS FAILED TO DISCLOSE AN APPEARANCE OF CONFLICT OF INTEREST, APPROPRIATE DISCIPLINARY AND CORRECTIVE ACTION IS TAKEN BY THE BOARD OF DIRECTORS. FORM 990, PART VI, SECTION C, LINE 19 ARROWHEAD CENTER, INC. MAKES ITS GOVERNING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC UPON REQUEST, I.E., BY CONTACTING ARROWHEAD CENTER, INC.'S CEO, COO, OR CFO. ESTIMATED AMOUNT OF OTHER COMPENSATION FROM RELATED ORGANIZATION PART VII, SECTION A, COLUMN E A REQUEST WAS SUBMITTED TO THE RELATED ORGANIZATION (NMSU) FOR THE REPORTABLE COMPENSATION PAID TO OUR BOARD MEMBERS THAT RECEIVE COMPENSATION FROM NMSU, OUTLINING THE INFORMATION REQUIRED. NMSU RESPONDED THAT THE REQUEST INCLUDES INFORMATION REGARDING EMPLOYEE BENEFITS AND PAYROLL DEDUCTIONS WHICH IS INFORMATION THEY DO NOT RELEASE IN THE ABSENCE OF A PUBLIC RECORDS REQUEST OR A WRITTEN RELEASE FROM THE EMPLOYEE WHICH WE WERE UNABLE TO OBTAIN. FOR THIS RETURN WE HAVE ENTERED THE SALARY PORTION ONLY OF THEIR COMPENSATION, WHICH WE COULD EXTRACT FROM THE ACCOUNTING SYSTEM. WE WILL MODIFY OUR PROCESS GOING FORWARD TO ENSURE APPROVAL OF RELEASE OF REPORTABLE COMPENSATION INFORMATION BY NMSU EMPLOYEE BENEFITS OFFICE. NEW MEXICO STATE UNIVERSITY PO BOX 30001 MSC 3AA LAS CRUCES NM 88003 856000401 EDUCATION NM N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 NEW MEXICO STATE UNIVERSITY P 73901 FMV