2013-10-10T09:05:39-05:00 2013-03-31 420714325 MCGLADREY LLP 1185 AVENUE OF THE AMERICAS NEW YORK NY 100362602 990 2012-04-01 136213516 AMERICAN CIVIL LIBERTIES UNION FOUNDATION INC AMER 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 ALMA MONTCLAIR 2125492500 2013-10-10 1 MARTIN GREIF P00029738 2123721000 2012 2016-02-24 21:20:13Z ANTHONY ROMERO 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 188290079 0 X WWW.ACLU.ORG X 1966 NY PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND CIVIL LIBERTIES 11 11 289 12 0 0 58074573 52043425 2374888 2333073 18466269 12092509 1692015 1694622 80607745 68163629 5551018 5106287 0 0 31023307 33446621 722147 662459 6774034 34239034 34998591 71535506 74213958 9072239 -6050329 341064393 337785400 68191565 70638510 272872828 267146890 X AS NOTED IN ITS ARTICLES OF INCORPORATION, THE MISSION OF THE ACLU FOUNDATION IS "TO ENCOURAGE, SPONSOR, AND FACILITATE THE CULTIVATION AND DIFFUSION OF KNOWLEDGE AND UNDERSTANDING OF THE VARIOUS CIVIL LIBERTIES AND CIVIL RIGHTS WHICH ARE PROTECTED BY THE CONSTITUTIONS AND LAWS OF THE UNITED STATES OR OF THE VARIOUS STATES...TO PERSONS INVOLVED IN ACTIVITIES WHEREIN THEIR CIVIL RIGHTS AND LIBERTIES...ARE THREATENED OR INFRINGED..." THE ACLU FOUNDATION TODAY REMAINS FOCUSED ON THE OVERARCHING GOALS SET BY ITS FOUNDERS, SERVING AS THE NATION'S GUARDIAN OF LIBERTY, WORKING DAILY IN COURTS, LEGISLATURES AND COMMUNITIES TO DEFEND AND PRESERVE THE INDIVIDUAL RIGHTS AND LIBERTIES THAT THE CONSTITUTION AND LAWS OF THE US GUARANTEE. THE ACLU ALSO WORKS TO EXTEND RIGHTS TO SEGMENTS OF THE POPULATION THAT HAVE TRADITIONALLY BEEN DENIED THEIR RIGHTS, INCLUDING PEOPLE OF COLOR; WOMEN; LESBIANS, GAY MEN, BISEXUALS AND TRANSGENDER PEOPLE; PRISONERS; AND PEOPLE WITH DISABILITIES. 0 0 28589020 1336682 2333073 LITIGATION - THE ACLU FOUNDATION'S LITIGATION PROGRAM IS THE CORNERSTONE OF ITS CIVIL LIBERTIES PROGRAM. THE ACLU TODAY IS THE NATION'S PREEMINENT CIVIL LIBERTIES ORGANIZATION, WITH A STAFF OF ATTORNEYS IN THE NATIONAL OFFICE WORKING IN COLLABORATION WITH ATTORNEYS AT AFFILIATE OFFICES NATIONWIDE TO ADDRESS CASES INVOLVING A WIDE RANGE OF CIVIL LIBERTIES ISSUES. THE ACLU APPEARS BEFORE THE U.S. SUPREME COURT MORE THAN ANY OTHER LEGAL SERVICES ORGANIZATION OR GOVERNMENTAL AGENCY EXCEPT THE U. S. DEPARTMENT OF JUSTICE. 24506775 3706605 AFFILIATE SUPPORT - THE ACLU HAS AN AFFILIATE OR CHAPTER IN EVERY STATE AND IN PUERTO RICO. AFFILIATES HANDLE REQUESTS FOR LEGAL ASSISTANCE, LOBBY STATE LEGISLATURES AND HOST EDUCATIONAL FORUMS THROUGHOUT THE YEAR. THE NATIONAL ACLU COORDINATES FUNDRAISING EFFORTS WITH ITS AFFILIATES AND SHARES THE PROCEEDS OF FUNDRAISING EFFORTS WITH AFFILIATES IN ACCORDANCE WITH A DETAILED POLICY. THROUGH ITS AFFILIATE SUPPORT AND ADVOCACY DEPARTMENT, THE NATIONAL ACLU ALSO PROVIDES GRANTS TO AFFILIATES TO SUPPORT WORK ON SPECIFIC INITIATIVES AND PROJECTS THAT HAVE BEEN IDENTIFIED AS INVOLVING MATTERS OF BOTH LOCAL/REGIONAL AND NATIONAL SIGNIFICANCE. THE AFFILIATE SUPPORT AND ADVOCACY DEPARTMENT OFFERS TRAINING AND TECHNICAL ASSISTANCE TO AFFILIATES ACROSS THE COUNTRY ON A VARIETY OF TOPICS OF RELEVANCE. 6373051 99900 EDUCATION - THROUGH NEWSLETTERS, ITS WEBSITE, ADVERTISEMENTS, OP-ED ARTICLES, MEDIA INTERVIEWS, PUBLICATIONS, AND NUMEROUS MEETINGS AND WORKSHOPS CONDUCTED IN COLLABORATION WITH ITS AFFILIATES THROUGHOUT THE US, THE ACLU FOUNDATION PROVIDES ONGOING EDUCATION TO THE ACLU'S 500,000 MEMBERS NATIONWIDE AND TO THE PUBLIC AT LARGE WITH RESPECT TO A WIDE RANGE OF CIVIL LIBERTIES ISSUES AND CONCERNS. A CORE COMPONENT OF THE ORGANIZATION'S EDUCATIONAL CAMPAIGNS IS THE EMPHASIS ON KEY RIGHTS, INCLUDING FIRST AMENDMENT RIGHTS TO FREE SPEECH, ASSOCIATION AND ASSEMBLY; THE RIGHT TO EQUAL PROTECTION UNDER THE LAW; THE RIGHT TO DUE PROCESS AND TO FAIR TREATMENT WHEN THE LOSS OF LIBERTY OR PROPERTY IS AT STAKE; AND THE RIGHT TO PRIVACY AND FREEDOM FROM UNWARRANTED GOVERNMENT INTRUSION INTO PERSONAL AND PRIVATE AFFAIRS. 4197736 63000 LEGISLATIVE ADVOCACY - THE ACLU SEEKS TO IMPACT CIVIL LIBERTIES THROUGH WORK ON LEGISLATION AT THE FEDERAL AND STATE LEVEL, AS APPROPRIATE. THE ORGANIZATION'S LEGISLATIVE ADVOCATES ARE A CONSTANT PRESENCE ON FEDERAL AND STATE CIVIL LIBERTIES LEGISLATIVE ISSUES. UPDATES ON KEY LEGISLATIVE ISSUES IMPACTING CIVIL LIBERTIES ARE INCLUDED IN MAIL, EMAIL, AND OTHER COMMUNICATIONS TO ACLU MEMBERS NATIONWIDE, AS WELL AS IN PUBLIC EDUCATION CAMPAIGNS. IN ADDITION, THE ACLU DEVELOPS POLICY RELATING TO POSITIONS ON CIVIL LIBERTIES ISSUES. 4197736 63000 63666582 1 1 0 1 0 0 0 0 0 1 1 0 0 0 1 1 1 1 0 0 0 0 0 1 0 0 0 1 0 1 1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 1 1 0 1 0 1 161 0 1 289 1 0 0 0 0 0 0 0 0 0 0 X 11 11 0 0 0 0 1 1 1 1 1 0 1 1 1 1 1 1 1 1 1 0 0 AK AR AZ CA CO CT FL GA HI IL KS KY LA MA MD ME MI MN MO MS NC ND NH NJ NM NY OH OK OR PA RI SC TN UT WA WI WV X X X TERENCE DOUGHERTY 2125492500 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 X ANGELOS CLAUDIA 2.50 2.00 X 0 0 0 BEEM MARC 2.50 2.00 X 0 0 0 BUITRAGO LUZ 2.50 2.00 X 0 0 0 CHESTER ROBERT 2.50 2.00 X 0 0 0 DWORKIN JEFFREY 2.50 2.00 X 0 0 0 HERMAN SUSAN 2.50 2.00 X X 0 0 0 HERRON AUNDRE 2.50 2.00 X 0 0 0 LEWIS M CALIEN 2.50 2.00 X 0 0 0 REMAR ROBERT 2.50 2.00 X X 0 0 0 SCHATZ ANDREW 2.50 2.00 X 0 0 0 SWEAT JOSEPH 2.50 2.00 X 0 0 0 WILLIAMS GARY 2.50 2.00 X X 0 0 0 ANTHONY D ROMERO 27.00 13.00 X 0 401851 25672 ALMA MONTCLAIR 27.00 13.00 X 0 285327 152297 TERENCE DOUGHERTY 27.00 13.00 X 0 268135 32490 CAROLINE GREENE 27.00 13.00 X 0 176952 44925 DOROTHY M EHRLICH 27.00 13.00 X 0 304195 77405 LAURA W MURPHY 27.00 13.00 X 0 283442 19455 GERI ROZANSKI 40.00 X 266130 0 58134 STEVEN SHAPIRO 40.00 X 301869 0 59824 EMILY TYNES 40.00 X 280631 0 70157 MARK WIER 35.00 5.00 X 211104 0 22925 MATTHEW COLES 40.00 X 236101 0 54136 JAMEEL JAFFER 40.00 X 214962 0 42246 LOUISE MELLING 40.00 X 204797 0 26930 CHRISTOPHER HANSEN 40.00 X 198812 0 49279 DENNIS PARKER 40.00 X 193314 0 57353 2107720 1719902 793228 58 0 1 0 BLACKBAUD INC PO BOX 930256 ATLANTA GA 31193 DATABASE SUPPORT 707508 BELDEN RUSSONELLO STRATEGISTS LLC 1320 19TH STREET WASHINGTON DC 20036 COMMUNICATIONS CONSULTING 436743 L & E MERIDIAN 7400 FULLERTON ROAD SPRINGFIELD VA 22153 PRINTING AND PUBLISHING 337195 PURPOSE CAMPAIGNS LLC 115 FIFTH AVENUE NEW YORK NY 10004 COMMUNICATIONS CONSULTING 320000 MATHIAS & CARR INC 225 VARICK ST NEW YORK NY 10014 PRINTING AND OFFICE SUPPLIES 305724 21 351351 51692074 2075320 52043425 LEGAL EXP AWARDED,NET 900099 2333073 2333073 2333073 5730675 5730675 1594722 0 1594722 1594722 1594722 126488284 120126450 6361834 6361834 6361834 OTHER INCOME 900099 71410 71410 PAMPHLET AND BOOK SALES 900099 28490 28490 99900 68163629 2432973 0 13687231 5106287 5106287 2550849 1646501 627867 276481 23476349 19260475 1117086 3098788 1751201 1473865 50464 226872 3865846 3170074 232434 463338 1802376 1466973 122262 213141 273757 103474 142326 27957 295835 295835 781896 781896 662459 662459 4551508 4051463 356497 143548 1489259 1143741 44417 301101 2875818 2391196 294375 190247 1824925 1507612 132297 185016 472647 414727 21989 35931 168907 141436 7724 19747 3412582 2798442 266746 347394 SHARED PORTION - CONTR. 7039502 7039502 SPECIAL AFFILIATE SUBSI 4772356 4772356 SHARED PORTION - BEQUES 4050882 4050882 PUBLISHING & PRINTING 1141120 741690 337 399093 1847597 1603990 60686 182921 74213958 63666582 3773342 6774034 12296655 2318169 10376536 9965828 14379873 11115503 1395767 961992 52540369 21912293 32576710 30628076 263742852 274652666 6296000 8143166 341064393 337785400 2848315 3610777 16170000 15710000 49173250 51317733 68191565 70638510 X 172810254 174583478 59709239 51998157 40353335 40565255 272872828 267146890 341064393 337785400 X -6050329 1199776 -875385 X 0 1 X 1 0 X 62247393 78208002 64722436 58074573 52043425 315295829 62247393 78208002 64722436 58074573 52043425 315295829 26453609 288842220 7547260 5430971 5850741 7350890 7325387 33505249 17129 22628 -27965 34985 46777 92348 49404 51652 48706 99890 342000 349189855 12950309 0.82720 0.77640 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 184787 597109 781896 73432062 74213958 1000000 250000 0 0 1000000 1000000 1000000 1000000 4000000 6000000 926026 407622 462285 781896 2577829 250000 250000 250000 250000 1000000 1500000 201549 85666 62519 184787 534521 53021155 211920 4206754 1648087 55791742 53004434 1884014 -20724 1846569 53021155 48404027 214555 6142555 1756703 53004434 36581995 362722 13265164 1805854 48404027 50337752 321382 12876199 1200940 36581995 0.72710 0.27290 0 0 4925713 4925713 43516932 19214458 24302474 2057923 1287502 770421 2039801 1410333 629468 30628076 SPLIT INTEREST LIABILITY 12350901 DUE TO RELATED PARTY (ACLU - 501(C)(4)) 8661635 BILL OF RIGHTS TRUST HELD FOR AFFILIATES 25396610 DUE TO AFFILIATES 4908587 51317733 X 84623101 1199776 16135081 -875385 16459472 68163629 0 68163629 90349039 16135081 16135081 74213958 0 74213958 DESCRIPTION OF INTENDED USE OF ENDOWMENT FUNDS: PART V, LINE 4: THE PURPOSE OF THE ENDOWMENT FUND IS TO BUILD AN ENDURING ENDOWMENT TO CARRY OUT THE WORK OF THE ACLU AND ITS AFFILIATES IN PROTECTING, PRESERVING AND EXPANDING THE CIVIL LIBERTIES OF ALL PERSONS IN THE UNITED STATES OF AMERICA. DESCRIPTION OF UNCERTAIN TAX POSITIONS UNDER FIN 48: PART X, LINE 2: MANAGEMENT EVALUATED THE FOUNDATION'S TAX POSITION AND CONCLUDED THAT THE ORGANIZATION HAD TAKEN NO UNCERTAIN TAX POSITIONS THAT REQUIRE ADDITIONAL ADJUSTMENT OR DISCLOSURE TO THE ACCOMPANYING FINANCIAL STATEMENTS. GENERALLY, THE FOUNDATION IS NO LONGER SUBJECT TO INCOME TAX EXAMINATIONS BY U.S. FEDERAL, STATE OR LOCAL TAX AUTHORITIES FOR TAX YEARS BEFORE 2009, WHICH IS THE STANDARD STATUTE OF LIMITATIONS LOOK-BACK PERIOD. PART XI, LINE 2D - OTHER ADJUSTMENTS: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -875,385. 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PROGRAM ACLU FOUNDATION OF UTAH 355 N 300 W SUITE 1 SALT LAKE CITY UT 84103 870439810 501(C)(3) 30000 AFFILIATE PROGRAM ACLU FOUNDATION OF WASHINGTON 901 5TH AVE SUITE 630 SEATTLE WA 98164 237076867 501(C)(3) 68343 AFFILIATE PROGRAM NEW YORK CIVIL LIBERTIES UNION 125 BROAD ST 19TH FLOOR NEW YORK NY 10004 135628799 501(C)(4) 20000 AFFILIATE CHARITABLE LOBBYING ACTIVITIES (INCLUDED IN 501H ELECTION) NEW YORK CIVIL LIBERTIES UNION FOUNDATION 125 BROAD ST 19TH FLOOR NEW YORK NY 10004 136167267 501(C)(3) 54274 AFFILIATE PROGRAM ACLU OF WEST VIRGINIA INC PO BOX 3952 CHARLESTON WV 25339 550681531 501(C)(4) 10000 AFFILIATE CHARITABLE LOBBYING ACTIVITIES (INCLUDED IN 501H ELECTION) ROGER BALDWIN FOUNDATION OF ACLU INC (ILLINOIS AFFILIATE) 180 N MICHIGAN AVE SUITE 2300 CHICAGO IL 60202 362682569 501(C)(3) 100554 AFFILIATE PROGRAM ACLU OF PENNSYLVANIA PO BOX 40008 PHILADELPHIA PA 19106 237184439 501(C)(4) 75000 AFFILIATE CHARITABLE LOBBYING ACTIVITIES (INCLUDED IN 501H ELECTION) ACLU FOUNDATION OF PENNSYLVANIA PO BOX 40008 PHILADELPHIA PA 19106 231742013 501(C)(3) 32000 AFFILIATE PROGRAM SAFE CALIFORNIA CAMPAIGN 237 KEARNY ST UNITE 334 SAN FRANCISCO CA 94108 453172963 501(C)(4) 50000 CAMPAIGN TO SUPPORT SAFE ACT PLANNED PARENTHOOD MN ND SD 671 VANDALIA STREET ST PAUL MN 55114 410948382 501(C)(4) 8000 LOBBYING ACTIVITIES NORTH DAKOTANS AGAINST MEASURE 3 624 MAIN AVE SUITE 2B FARGO ND 58103 501(C)(4) 5000 LOBBYING ACTIVITIES HUMAN RIGHTS FIRST 333 SEVENTH AVE 13TH FLOOR NEW YORK NY 10001 133116646 501(C)(3) 25000 ROGER BALDWIN MEDAL OF LIBERTY 28 13 PROCEDURE FOR MONITORING GRANTS IN THE U.S.: PART I, LINE 2: SCHEDULE I, PART I, LINE 2: THE ACLU HAS ESTABLISHED PROCEDURES FOR THE RELEASE OF GRANTS TO ITS AFFILIATES, AS WELL AS FOR MONITORING OF OUTCOMES TO DETERMINE WHETHER THE GOALS OF A PARTICULAR GRANT AWARD HAVE BEEN MET. GRANT AWARDS ARE CONFIRMED IN WRITING AND SUPPORTED BY A WRITTEN AGREEMENT THAT SPECIFIES THE PURPOSE OF THE GRANT, THE SPECIFIC OUTCOMES TO BE ACHIEVED, AND, IF APPLICABLE, THE INDICATORS THAT THE PARTIES AGREE WILL BE USED TO MEASURE PROGRESS TOWARDS AGREED UPON GOALS. WRITTEN AGREEMENTS DETAIL THE SPECIFIC ACTIVITIES FOR WHICH FUNDING IS TO BE PROVIDED AND DOCUMENT THE AFFILIATE'S COMMITMENT TO USING THE FUNDS PROVIDED TO PURSUE SPECIFIC STRATEGIES IN ADDRESSING PROGRAM GOALS AND TARGET OUTCOMES. AFFILIATES AND OTHER ORGANIZATIONS THAT RECEIVE GRANT AWARDS MAY BE REQUIRED TO PROVIDE QUANTITATIVE AND/OR QUALITATIVE REPORTS, AND THESE REPORTS MAY BE USED TO DETERMINE WHETHER ADDITIONAL FUNDING MAY BE REQUIRED AND/OR TO ENHANCE FUTURE GRANT PROGRAMS. X 1 1 X X X X 0 0 0 0 0 0 0 0 0 ANTHONY D ROMERO 0 397256 0 0 0 4595 0 14175 0 11497 0 427523 0 0 ALMA MONTCLAIR 0 265906 0 0 0 19421 0 130442 0 21855 0 437624 0 0 TERENCE DOUGHERTY 0 250219 0 0 0 17916 0 10770 0 21720 0 300625 0 0 CAROLINE GREENE 0 178587 0 0 0 -1635 0 18575 0 26350 0 221877 0 0 DOROTHY M EHRLICH 0 301689 0 0 0 2506 0 41834 0 35571 0 381600 0 0 LAURA W MURPHY 0 284357 0 0 0 -915 0 15793 0 3662 0 302897 0 0 GERI ROZANSKI 265906 0 0 0 224 0 36279 0 21855 0 324264 0 0 0 STEVEN SHAPIRO 297317 0 0 0 4552 0 37846 0 21978 0 361693 0 0 0 EMILY TYNES 259995 0 0 0 20636 0 48302 0 21855 0 350788 0 0 0 MARK WIER 214775 0 0 0 -3671 0 12375 0 10550 0 234029 0 0 0 MATTHEW COLES 218375 0 0 0 17726 0 32695 0 21441 0 290237 0 0 0 JAMEEL JAFFER 196539 0 0 0 18423 0 7363 0 34883 0 257208 0 0 0 LOUISE MELLING 207457 0 0 0 -2660 0 16039 0 10891 0 231727 0 0 0 CHRISTOPHER HANSEN 149414 0 0 0 49398 0 39477 0 9802 0 248091 0 0 0 DENNIS PARKER 198803 0 0 0 -5489 0 22441 0 34912 0 250667 0 0 0 PART I, LINE 1A GROSS-UP PAYMENTS TO EMPLOYEES WITH DOMESTIC PARTNER COVERAGE; ALL TREATED AS TAXABLE INCOME. SUPPLEMENTAL INFORMATION PART III PART II: COLUMN B(I) INCLUDES BASE COMPENSATION, COLUMN B(II) INCLUDES BONUS PAYMENTS (THERE WERE NONE IN 2012) AND COLUMN B(III) INCLUDES ALL OTHER REPORTABLE COMPENSATION, INCLUDING ANY "GROSS UPS" FOR DOMESTIC PARTNER HEALTH COVERAGE, AND REDUCTIONS TO TAXABLE COMPENSATION RELATED TO PARTICIPATION IN HEALTH OR DEPENDENT SPENDING ACCOUNTS, IF/AS APPLICABLE. NEGATIVE NUMBERS IN COLUMN B(III) OCCUR WHEN THE AMOUNTS DEDUCTED FROM REPORTABLE COMPENSATION ARE GREATER THAN THE COSTS OF OTHER TAXABLE BENEFITS REPORTED IN THIS COLUMN. COLUMN C INCLUDES EMPLOYER CONTRIBUTIONS TO THE DEFINED BENEFIT PENSION PLAN OR, FOR EMPLOYEES HIRED ON OR AFTER APRIL 1, 2009, TO THE NEW DEFINED CONTRIBUTION 401(K) PLAN; THE TOTALS SHOWN REFLECT AMOUNTS EARNED DURING THE YEAR, WHETHER OR NOT THE EMPLOYEE IS FULLY VESTED. COLUMN D INCLUDES NON-TAXABLE BENEFITS, SUCH AS HEALTH AND OTHER INSURANCE, AS WELL AS AMOUNTS SET ASIDE BY EMPLOYEES IN THE HEALTH AND/OR DEPENDENT CARE FLEXIBLE SPENDING PLANS, WHICH WE HAVE ADDED BACK TO PROVIDE THE FULLEST PICTURE POSSIBLE OF TOTAL COMPENSATION. A NEW YORK CITY INDUSTRIAL DEVELOPMENT AGENCY 132906040 64971C3V4 2005-01-05 20000000 SEE PART VI FOR DETAILS 0 0 0 A 4290000 20225905 225905 390719 160000 15782366 3665915 2008 1 0 1 1 A 0 1 0 0 0.00000 0.00000 0.00000 0 0 1 A 0 0 0 1 1 1 JP MORGAN CHASE 5.000000000000 0 0 0 NA 0 1 1 A 1 SCHEDULE K SUPPLENTAL INFORMATION SCHEDULE K, PART I, LINE A, COLUMN F: DESCRIPTION OF PURPOSE: (1) PAY PORTION OF THE COSTS OF PURCHASING, RENOVATING, AND EQUIPPING THE 19TH FLOOR AND THE COST OF PURCHASING A PROPORTIONAL COMMON INTEREST IN LAND ASSOCIATED WITH THE 17TH, 18TH AND 19TH FLOORS AT 125 BROAD STREET, NY, NY; (2) REFUNDING 1997 BONDS, AND (3) COST OF ISSUANCE. SCHEDULE K, PART III, LINE 4: FOLLOWING IMPLEMENTATION OF VOLUNTARY CLOSING AGREEMENT WITH IRS EFFECTIVE NOVEMBER 7, 2011. SCHEDULE K, PART IV, LINE 2C: CALCULATION DONE OCTOBER 7, 2010 AS OF JANUARY 4, 2010. SCHEDULE K, PART IV, LINE 6: PROCEEDS INVESTED AT BELOW ARBITRAGE YIELD ON BONDS. SCHEDULE K, PART IV, LINE 7: AS PROVIDED IN TREASURY REGULATION SECTION 1.141-4(C)(2)(I)(B), THE AMOUNT OF PRIVATE PAYMENTS TAKEN INTO ACCOUNT UNDER THE PRIVATE PAYMENT TEST MAY NOT EXCEED THE AMOUNT OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS USE. ACCORDINGLY, THE AMOUNT OF PRIVATE PAYMENTS FOR THE REPORTING PERIOD DOES NOT EXCEED THE AMOUNT STATED IN PART III, LINE 6. THE ORGANIZATION HAS NOT UNDERTAKEN AN ANALYSIS OF THE PRIVATE SECURITY TEST WITH RESPECT TO THE BONDS, AS THE LEVEL OF PRIVATE BUSINESS USE AND/OR UNRELATED TRADE OR BUSINESS REPORTED IN PART III, LINE 6 IS NOT IN EXCESS OF AMOUNTS PERMITTED UNDER SECTION 145 OF THE CODE. GARY D SOWARDS SPOUSE OF A KEY EMPLOYEE 163259 PAYMENT FOR LEGAL SERVICES 0 PART IV DESCRIPTION OF TRANSACTION DURING FISCAL YEAR 2013 GARY D. SOWARDS, THE SPOUSE OF KEY EMPLOYEE, DOROTHY EHRLICH, PROVIDED LEGAL SERVICES IN CONNECTION WITH THE ACLU FOUNDATION'S JOHN ADAMS PROJECT, WHICH HAS ARRANGED FOR THE REPRESENTATION OF AN INDIVIDUAL CHARGED WITH A CAPITAL CRIME. A NATIONALLY KNOWN EXPERT IN CAPITAL PUNISHMENT, MR. SOWARDS WAS RETAINED VIA A DECISION MAKING PROCESS THAT DID NOT INVOLVE THE KEY EMPLOYEE AND AT RATES THAT ARE CUSTOMARY FOR THE SERVICES PROVIDED. X 117 2075320 FAIR MARKET VALUE 0 1 0 FORM 990, PART VI, SECTION A, LINE 6 ACLU FOUNDATION IS A MEMBERSHIP ORGANIZATION. ITS MEMBERS ARE THE BOARD DIRECTORS OF THE AMERICAN CIVIL LIBERTIES UNION. FORM 990, PART VI, SECTION A, LINE 7A ACLU FOUNDATION'S MEMBERS ELECT THE BOARD DIRECTORS OF ACLU FOUNDATION. FORM 990, PART VI, SECTION A, LINE 7B ACLU FOUNDATION'S MEMBERS HAVE THE AUTHORITY TO AMEND ITS BYLAWS, AND UNDER NEW YORK LAW, THE ORGANIZATION'S MEMBERS HAVE THE RIGHT TO APPROVE A DECISION BY THE BOARD TO DISSOLVE, MERGE/CONSOLIDATE WITH ANOTHER ORGANIZATION OR DISPOSE OF ALL OR SUBSTANTIALLY ALL OF THE ORGANIZATION'S ASSETS. FORM 990, PART VI, SECTION B, LINE 11 THE FORM 990 WAS PREPARED BY MANAGEMENT IN CONSULTATION WITH THE ORGANIZATION'S AUDITORS. THE ORGANIZATION'S AUDIT COMMITTEE AND ITS TREASURER REVIEWED A DRAFT OF THE 990 AND PROVIDED COMMENTS. A COMPLETE COPY OF THE FORM 990 WAS PROVIDED TO THE ORGANIZATION'S GOVERNING BODY BEFORE IT WAS FILED. FORM 990, PART VI, SECTION B, LINE 12C THE ORGANIZATION DISTRIBUTES ITS CONFLICT OF INTEREST POLICY ON AN ANNUAL BASIS TO EVERY KEY EMPLOYEE, OFFICER AND BOARD DIRECTOR AND REQUESTS DISCLOSURE OF ANY POTENTIAL CONFLICTS OF INTEREST. THE CHIEF FINANCIAL OFFICER/IN-HOUSE GENERAL COUNSEL/ASSISTANT SECRETARY OF THE ORGANIZATION REVIEW ANY DISCLOSURE MADE DURING THIS ANNUAL REVIEW. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A BOARD MEMBER OR AN OFFICER, HE REFERS THE MATTER TO THE BOARD PRESIDENT AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. IF A MATTER IS RAISED THAT MAY BE A CONFLICT OF INTEREST INVOLVING A KEY EMPLOYEE, HE REFERS THE MATTER TO THE EXECUTIVE DIRECTOR OR HIS DESIGNEE AND APPROPRIATE FOLLOW UP IS UNDERTAKEN AS SET FORTH IN THE POLICY. BOARD DIRECTORS, OFFICERS AND KEY EMPLOYEES ALSO MAY REPORT CONFLICTS OF INTEREST THAT ARISE DURING THE YEAR. THE ORGANIZATION'S CONFLICT OF INTEREST POLICY REQUIRES THAT INDIVIDUALS WITH CONFLICTS OF INTEREST WITH RESPECT TO A TRANSACTION OR ACTION MAY NOT PARTICIPATE IN THE DECISION-MAKING WITH RESPECT TO THAT TRANSACTION OR ACTION AND IN SOME CIRCUMSTANCES MAY NOT PARTICIPATE IN THE DISCUSSION. FORM 990, PART VI, SECTION B, LINE 15A ON AN ANNUAL BASIS, A COMMITTEE OF THE BOARD OF THE ORGANIZATION REVIEWS THE EXECUTIVE DIRECTOR'S COMPENSATION. NO MEMBER OF THE COMMITTEE HAS A CONFLICT OF INTEREST WITH RESPECT TO THE COMPENSATION ARRANGEMENT. THE COMMITTEE PERIODICALLY REVIEWS COMPENSATION STUDIES AND COMPARABLE COMPENSATION DATA FOR OTHER EXECUTIVE DIRECTORS AT SIMILARLY SITUATED ORGANIZATIONS. THE COMMITTEE CONTEMPORANEOUSLY DOCUMENTS AND RECORDS IN ITS MINUTES ITS DELIBERATIONS AND DECISIONS. NO ACLU FOUNDATION OFFICER RECEIVES COMPENSATION IN HIS/HER CAPACITY AS OFFICER. COMPENSATION OF KEY EMPLOYEES OTHER THAN THE EXECUTIVE DIRECTOR IS SET BY THE ORGANIZATION'S EXECUTIVE DIRECTOR OR THE KEY EMPLOYEE'S MANAGER, IF THE MANAGER IS NOT THE EXECUTIVE DIRECTOR. COMPENSATION DATA FOR FUNCTIONALLY COMPARABLE POSITIONS AT SIMILAR ORGANIZATIONS PERIODICALLY IS CONSIDERED AND DECISIONS ARE CONTEMPORANEOUSLY DOCUMENTED. FORM 990, PART VI, SECTION C, LINE 19 THE ORGANIZATION'S FORM 990, FOR THE PAST THREE OR MORE YEARS, EXCLUDING SCHEDULE B, IS AVAILABLE ON THE ORGANIZATION'S WEBSITE. SCHEDULE B OF THE FORM 990 AND THE ORGANIZATION'S FORM 990-T ARE AVAILABLE UPON REQUEST. COPIES OF THE ORGANIZATION'S FORM 990 ARE ALSO AVAILABLE ON THE GUIDESTAR WEBSITE. THE ORGANIZATION'S IRS FORM 1023, BYLAWS, CONFLICT OF INTEREST POLICY AND FINANCIAL STATEMENTS FOR THE PRIOR THREE OR MORE YEARS ARE AVAILABLE ON THE ORGANIZATION'S WEBSITE. THE ORGANIZATION'S ARTICLES OF INCORPORATION ARE AVAILABLE UPON REQUEST OR THROUGH THE NEW YORK OFFICE OF THE SECRETARY OF STATE. FORM 990, PART VII, SECTION A, LINE 1A, COLUMN B THE NUMBER OF HOURS REPORTED FOR THOSE INDIVIDUALS RECEIVING COMPENSATION IS BASED ON WEEKLY HOURS FOR PAYROLL PURPOSES. THE ACTUAL NUMBER OF HOURS WORKED IS CONSIDERABLY HIGHER. CHANGES IN NET ASSETS OR FUND BALANCES: FORM 990, PART XI, LINE 9: CHANGE IN VALUE OF SPLIT INTEREST AGREEMENTS -875,385. 915 15TH STREET LLC 915 15TH STREET NW WASHINGTON DC 20005 136213516 REAL ESTATE HOLDING COMPANY DC N/A AMERICAN CIVIL LIBERTIES UNION INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 133871360 PRESERVATION AND PROMOTION OF CIVIL RIGHTS AND LIBERTIES DC 501(C)(4) N/A 0 RBSO INC 125 BROAD STREET 18TH FLOOR NEW YORK NY 10004 043730759 SUPPORTING ORGANIZATION DE 501(C)(3) LINE 11D, III-O N/A 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 1 1 1 0 0 AMERICAN CIVIL LIBERTIES UNION N 4147358 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION O 3885344 REVENUE BASED ALLOCATION METHOD AMERICAN CIVIL LIBERTIES UNION P 4147358 FTE BASED ALLOCATION METHODOLOGY AMERICAN CIVIL LIBERTIES UNION Q 3885344 REVENUE BASED ALLOCATION METHOD