2011-05-16T18:39:41-05:00 2010-06-30 HOOD & STRONG LLP CPAS 100 FIRST STREET 14th FLOOR SAN FRANCISCO CA 94105 990 2009-07-01 941384645 University Corporation san francisco state UNIV 4153382297 1600 Holloway Avenue ADM 350 San Francisco CA 94132 agnes wong nickerson 4153382297 2011-05-13 1 4157810793 2009 2016-02-24 21:20:13Z agnes wong nickerson 1600 holloway avenue adm 350 san francisco CA 94132 15792581 0 X http://ucorp.sfsu.edu X 1946 CA UNIVERSITY CORPORATION SERVES AS AN AUXILIARY ORGANIZATION OF SAN FRANCISCO STATE UNIVERSITY. 11 4 227 0 0 0 14226118 5177002 4581231 1028982 -8811707 502632 -33274 9995642 6675342 831263 1092133 0 2908468 2806081 0 0 6738866 5502737 10478597 9400951 -482955 -2725609 57671303 17076336 8015690 2816384 49655613 14259952 University corporation was established in 1946 for the purpose of promoting and assisting the university through administration of educational projects, university research and development projects, and community outreach programs. The corporation has grants, contracts and agreements with state, local and private agencies and organizations. 0 0 776670 43389 Annual Fund AccountAccount under University Advancement preview to house funds resulting from various solicitation/fundraising efforts. 675091 76653 Whirlwind Wheelchair SalesTo receive funds exclusively earmarked for purchasing Whirlwind chairs made in other countries and to pay out the purchase price and directly related costs. 359013 35405 California Public Utilities Commission StudyProvide fiscal and administrative services for the CPUC Telephone Study project, for the period 8/17/09-06/30/10. The services to be provided include, but are not limited to, human resources, payroll, and contracts and grants administration. 6051835 1092133 873535 6051835 1092133 873535 7862609 1 1 0 0 0 0 0 0 0 1 1 0 0 0 1 0 0 0 1 0 0 1 0 1 0 0 0 0 0 0 0 0 0 0 0 1 0 1 0 0 0 1 152 0 1 227 1 0 0 0 0 0 1 1 0 0 0 11 4 0 0 0 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 CA X Agnes wong nickerson 4153382297 1600 Holloway Ave Adm 350 San Francisco CA 94132 X leroy morishita 1.00 X X 0 214183 11963 larry Ware 0.00 X 0 129687 15418 charlotte ferretti 1.00 X X 0 132110 20312 AGNES WONG-NICKERSON 8.00 X X 0 87792 17588 jo volkert 1.00 X X 0 149600 1017 alexandra kharmats 1.00 X 0 0 0 shawn whalen 1.00 X 0 0 0 MICHAEL POTEPAN 1.00 X 0 83560 1990 PHILIP KING 1.00 X 0 78065 36996 AL WILLARD 1.00 X 0 0 0 0 874997 105284 0 1 1 0 sfsu accounting office 1600 holloway avenue san francisco CA 94132 program related admin expense 1280921 university of arizona po box 3520 tucson AZ 85722 sub-contract services 149741 RENNA COMMUNICATIONS LLC 1601 CONNECTICUT AVENUE NW WASHINGTON DC 20009 CONSULTANTS 110800 3 129379 912814 4134809 5177002 operating revenue 611710 621368 621368 student housing 611710 303417 303417 other program revenue 611710 104197 104197 1028982 626914 626914 8959683 9083965 -124282 -124282 -124282 0 129379 33274 -33274 -33274 6675342 1028982 0 469358 1092133 1092133 2171252 2170802 450 634829 634829 5368 5368 57979 57979 1782079 952339 829740 2568 2568 922602 922602 60096 60096 289213 194496 94717 289381 289381 17779 12129 5650 2834 2834 227465 227465 285598 285598 45743 20928 24815 sponsored program 545795 545795 other expenses 337037 141789 195248 hospitality 276910 238133 38777 honorarium 201129 201129 interviewer 153161 153161 9400951 7862609 1538342 0 657536 484831 21465 38119 3279309 973498 553708 302457 6036 4086 5100984 2358566 2881733 2742418 47841978 10678818 2429538 1852109 57671303 17076336 971962 2816384 7043728 8015690 2816384 X 8911553 7683771 14053186 6067093 26690874 509088 49655613 14259952 57671303 17076336 X 0 1 1 X 0 X 5452902 8803934 5076624 14226118 5177002 38736580 5452902 8803934 5076624 14226118 5177002 38736580 38736580 2264544 2684460 1715241 629216 626914 7920375 46656955 31619441 0.83020 0.81340 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 33738564 3916885 5844414 42921552 68900 509411 36556787 5800000 5947732 1761388 33738564 0.00010 0.99940 0.00050 0 0 2470513 694879 1775634 2630471 1663687 966784 2742418 investment in laif 1852109 F 1852109 6675342 9400951 -2725609 3021159 7043728 -42734939 -32670052 -35395661 9916388 3021159 186613 3207772 6708616 -33274 -33274 6675342 9434225 33274 33274 9400951 0 9400951 Part V, Line 4: Description of Intended Use of Endowment Funds: AS OF SEPTEMBER 30, 2009 ALL ENDOWMENT BALANCES AND ASSOCIATED INVESTMENT ACCOUNTS WITH THE EXCEPTION OF ONE ENDOWMENT HAVE BEEN TRANSFERRED TO THE SAN FRANCISCO STATE UNIVERSITY FOUNDATION. THE AMOUNT TRANSFERRED WAS $42,734,939 FROM THE CORPORATION. The Corporations investment policy during fiscal year 2010 and 2009 allowed a 4% annual payout based on quarterly average daily balance of the fund. The 4% annual payout was not changed during the year and disbursements were allowed. Part X: Description of Uncertain Tax Positions Under FIN 48: THE CORPORATION IS A NOT-FOR-PROFIT CORPORATION AND IS EXEMPT FROM FEDERAL AND STATE INCOME TAXES UNDER PROVISIONS OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND THE CALIFORNIA TAX CODE. CONTINUANCE OF SUCH EXEMPTION IS SUBJECT TO COMPLIANCE WITH LAWS AND REGULATIONS OF THE TAXING AUTHORITIES. CERTAIN ACTIVITIES CONSIDERED UNRELATED TO THE TAX EXEMPT PURPOSES OF THE CORPORATION MAY GENERATE INCOME THAT IS TAXABLE. NO PROVISION HAS BEEN RECORDED FOR INCOME TAXES, AS THE NET INCOME, IF ANY, FROM UNRELATED BUSINESS, IN THE OPINION OF MANAGEMENT, IS NOT MATERIAL TO THE BASIC FINANCIAL STATEMENTS TAKEN AS A WHOLE. Part XI, Line 8 - Other Adjustments: TRANSFER TO SAN FRANCISCO STATE UNIVERSITY: -42734939. Part XII, Line 2d - Other Adjustments: TRANSFERRED MONEY RETURNED BY SFSU FOUNDATION: 186613. Part XII, Line 4b - Other Adjustments: SPECIAL EVENTS EXPENSE: -33274. Part XIII, Line 2d - Other Adjustments: SPECIAL EVENTS EXPENSE: 33274. 1 East Asia and the Pacific whirlwind wheelchair international to receive funds exclusively earmarked for purchasing whirlwind chairs made in other countries and to pay out the purchase price and directly related costs. 675091 0 0 675091 Procedure for Monitoring Grants Outside the U.S.: Schedule F, Part I, Line 2: The organization receives reports from grant recipients on the use of funds. TASTE OF THE BAY 29945 29945 2459 40TH ANNIVERSARY COMMEMORATION 19248 19248 1250 57 80186 80186 29564 129379 129379 33273 33273 -33273 1 san francisco state university 1600 holloway ave adm 350 san francisco CA 94132 931137247 501(c)(3) 1092133 student scholarships 1 Procedure for Monitoring Grants in the U.S.: Part I, Line 2: Schedule I, Part I, Line 2: The organization received reports from grant recipients on the use of funds. 0 0 0 0 0 0 0 0 0 leroy morishita 0 206983 0 0 0 7200 0 9600 0 2363 0 226146 0 0 larry Ware 0 129687 0 0 0 0 0 15000 0 418 0 145105 0 0 charlotte ferretti 0 132110 0 0 0 0 0 14000 0 6312 0 152422 0 0 jo volkert 0 149600 0 0 0 0 0 0 0 1017 0 150617 0 0 Supplemental Information Part III OFFICERS AND DIRECTORS OF UNIVERSITY CORPORATION ARE UNCOMPENSATED. THE INDIVIDUALS LISTED ON SCHEDULE J, PART II ARE ALSO EMPLOYEES OF, AND WERE COMPENSATED BY, SAN FRANCISCO STATE UNIVERSITY. investment assets 2009-09-30 42734939 NYSE 261169717 SAN FRANCISCO STATE UNIVERSITY FOUNDATION 1600 HOLLOWAY AVENUE ADM 151 SAN FRANCISCO CA 94132 501(c)(3) 1 0 0 0 Part II, Line 2e: leroy morishita is the chairman of university corporation and is a director at san francisco state university foundation. philip king is a director at university corporation and a director at san francisco state university foundation. there is no expected benefit. Form 990, Part VI, Section B, line 11 the organization's accounting firm forwarded the form 990 to the CFO. The CFO forwarded the form 990 to the board members for their review prior to filing the form 990. board members were encouraged to review the form 990 and to forward their questions to the cfo. either the cfo or the accounting firm addressed the questions from the board. Form 990, Part VI, Section B, line 12c each director, principal officer, manager and member of a committee with board-delegated powers annually sign a statement that affirms such person(s) has received a copy of the conflict of interest policy; has read and understands that Policy: has agreed to comply with that Policy; and understands that the corporation is a charitable organization and that in order to maintain its federal tax exemption it must engage primarily in activities which accomplish one or more of its tax-exempt purposes. Form 990, Part VI, Section B, line 15 the review process complies with the University corporation, san francisco state compensation policy. Form 990, Part VI, Section C, line 18 The University Corporation, SF State makes its governing documents, conflict of interest policy and financial statemetns available to the public by publishing it on its website. Form 990, Part VI, Section C, line 19 The organization makes it's documents available to the public through it's website. Form 990, Part XI, Line 2c THE ROLE OF THE AUDIT COMMITTEE THE ROLE AND PROCESS OF THE AUDIT COMMITTEE HAS NOT CHANGED FROM THE PRIOR YEAR. san francisco state university 1650 holloway ave san francisco CA 94132 931137247 university CA 501(c)(3) Line 2 San Francisco State University Foundation 1600 holloway ave san francisco CA 94132 291169717 Support San Francisco State University CA 501(c)(3) Line 5 0 0 0 0 0 0 0 0 1 0 0 0 0 1 1 1 1 0