2011-05-10T09:06:14-07:00 2010-06-30 Batchelor Frechette McCrory Michael and Co 40 Westminster Street Providence RI 02903 990 2009-07-01 050277222 Roger Williams University ROGE 4012543536 One Old Ferry Road Bristol RI 02809 Jerome F Williams 4012543536 2010-05-10 1 George Warner 4016216200 2011-05-10 2009 2016-02-24 21:20:13Z Jerome Williams One Old Ferry Rd Bristol RI 02809 176547140 0 X www.rwu.edu X 1959 RI Roger Williams University is a private four year liberal arts University. 22 19 3359 150 95139 0 3795000 5052090 148236000 150491300 -12009000 -760550 1701000 2950300 141723000 157733140 28207000 30269029 0 0 74324500 76048778 0 0 2250717 51795500 52114405 154327000 158432212 -12604000 -699072 282968000 286350312 206635000 207378312 76333000 78972000 See Schedule O 0 0 149073553 30269000 157733140 Higher Education : Provide a comprehensive educational program divided into two undergraduate colleges(CAS and SCS) and five professional schools. Enrollment for fiscal year 2010 was approximately 3662 full-time and 605 part-time undergraduates plus 144 full-time and 174 part-time graduate students. (4267 students) 0 0 0 149073553 1 1 0 1 0 0 0 0 1 1 0 1 1 1 1 0 1 0 0 0 0 0 1 1 1 0 0 0 0 0 0 0 1 1 1 0 0 0 0 0 1 0 0 0 1 267 0 1 3359 1 1 1 1 UK 0 0 0 1 1 0 0 0 22 19 1 0 1 0 0 0 0 1 1 0 0 1 1 1 1 1 1 1 1 0 X Jerome F Williams 4012543536 One Old Ferry Road Bristol RI 02809 Timothy E Baxter 0 X 0 0 0 Richard L Bready 0 X 0 0 0 Rodney A Butler 0 X 0 0 0 Gary R Chapman 0 X 0 0 0 Brian Cornell 0 X 0 0 0 Mario J Gabelli 0 X 0 0 0 Luis F Gomez 0 X 0 0 0 Karen Johnson 0 X 0 0 0 Suzanne M Magaziner 0 X 0 0 0 Mark Mandell 0 X 0 0 0 John McConnell Jr 0 X 0 0 0 Marcia Morris 0 X 0 0 0 Sami Nacaroglu 0 X 0 0 0 Helen Ostrowski 0 X 0 0 0 Scott Pray 0 X 0 0 0 Frank Rainieri Jr 0 X 0 0 0 Lynn J Singleton 0 X 0 0 0 Marc Spiegel 0 X 0 0 0 Robert Stoico 0 X 0 0 0 Hala Taweel 0 X 0 0 0 Arlene Violet 0 X 0 0 0 Joseph Weisberger 0 X 0 0 0 Roy J Nirschel 40 X X 451848 0 67964 Robert H Avery 40 X 216708 0 32205 Denise M Jenkins 0 X 0 0 0 Jerrold L Lavine 0 X 0 0 0 James C Noonan 40 X 188074 0 28703 Laura DeAbruna 40 X 231382 0 43392 Lynn Fawthrop 40 X 205846 0 31623 Joseph Pangborn 40 X 177044 0 19032 Jerome F Williams 40 X 179186 0 27555 Jerry Dauterive 40 X 180198 0 28880 Edward Delaney 40 X 157775 0 68779 Anthony Hollingsworth 40 X 158941 0 26512 Linda Riley 40 X 164604 0 14544 June Speakman 40 X 181599 0 26141 2493205 0 415330 141 0 1 0 Bond Brothers Inc 145 Spring St Everett MA 02149 Construction company 24968510 Shawmut Design & Construction 560 Harrison Avenue Boston MA 02118 Construction company 13723548 DF Pray General Contractors 25 Anthony St Seekonk MA 02771 Construction company 3587490 Behan Brothers Inc 975 Acquidneck Ave Middletown RI 02842 Construction company 3079962 Preferred Tank & Tower Inc 5444 East Indiana St Evansville IN 47715 Construction company 627166 84 0 0 0 0 2969900 2082190 0 5052090 Tuition 611310 105921100 105921100 0 0 Room & Board 611310 36405500 36405500 0 0 Student Fees 611310 7215500 7215500 0 0 Conferences 611310 812700 812700 0 0 Summer Rentals 611310 95139 0 95139 0 41361 41361 0 0 150491300 342750 342750 0 0 145700 145700 0 0 0 0 0 0 0 0 17565000 0 16075000 2739000 1490000 -2739000 -1249000 -1249000 0 0 0 Law School Rent 900099 1099900 0 0 1099900 Justice Training 900099 390000 390000 0 0 Student Services 451211 227400 0 0 227400 1233000 1050500 0 182500 2950300 157733140 151076111 95139 1509800 0 0 29682583 29682583 586446 586446 0 0 1650088 1453004 162262 34822 0 0 0 0 54976690 49657031 4124581 1195078 3931447 3548433 297625 85389 11327851 10224256 857560 246035 4162702 3757158 315132 90412 201449 201449 0 0 842221 842221 0 0 95777 95777 0 0 0 0 0 0 0 0 367468 367468 0 0 6219353 5893258 254666 71429 557707 549779 0 7928 3982273 3435565 187298 359410 1449739 985833 460666 3240 2090 2090 0 0 8512645 8342965 134880 34800 1296691 1199670 74574 22447 0 0 0 0 749351 712161 31487 5703 8759800 8759800 0 0 0 0 0 0 9677483 9677483 0 0 863600 863600 0 0 Study Abroad 2832044 2832044 0 0 Student Expense 1773382 1727880 45502 0 Contract Services 1092063 1092063 0 0 Library Materials 959383 959383 0 0 Student Travel 440840 440840 0 0 1439046 1183313 161709 94024 158432212 149073553 7107942 2250717 5999000 3300000 1874000 1567000 6554000 6440000 88000 133000 274000 125000 321637000 103138345 204111000 218498655 52419000 53081000 11649000 3205657 282968000 286350312 13192000 14782000 13825000 11584000 150103000 146279000 4443000 8821000 0 0 25072000 25912312 206635000 207378312 X 69399000 70224000 3207000 3729000 3727000 5019000 76333000 78972000 282968000 286350312 X 0 1 1 X 1 1 X RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED RESTRICTED 0 0 0 1 6000 0 0 1 94787 0 0 100787 0 SchC_P2B_S00_L01 Schedule C, Part II-B, Line 1 Sched C Part 11-B, Line 1d) PSW helped draft letters to Members of Congress and US Senators in support of RWU appropriation requests and executive agency grant requests. PSW also assisted in drafting meeting request letters to federal officials on behalf of RWU staff, as wells as letters to Secretary Clinton, President Obama, and Congressional representatives. Line 1g) PSW engaged in direct contact with members of RI Congressional Delegation and executive agency staff in support of RWU programs and regarding appropriation requests. 52735000 129500 5939000 114000 129000 0 58560500 88760000 85000 -22048000 104000 13958000 0 52735000 0.9035 0.0857 0.0108 0 0 0 3700000 3700000 0 253400000 54738345 198661655 0 3500000 1700000 1800000 0 61037000 46700000 14337000 0 0 0 0 218498655 Unamortized Bond Issue Costs 3157754 Deposits with Bond Trustees 9755903 Intercompany -9708000 3205657 Short-term Borrowing 13500000 Obligations Under Capital Leases 2196687 Other Long-term Liabilities 8464625 Refundable Advances - US Government Grant 1751000 25912312 SchD_P05_S00_L04 Schedule D, Part V, Line 4 The intended use of the restricted endowment funds are dictated by the donor which are predominantly for instructional purposes and scholarships. Earnings from unrestricted endowment funds are used for operations according to the spending policy established by the Board of Trustees. SchD_P10_S00_L00 Schedule D, Part X Schedule D, Part X -FIN 48 The University is a tax-exempt organization as described in Section 501(c)3 of the Internal Revenue Code and is generally exempt from income taxes pursuant to Section 501(a) of the Code. The University assesses uncertain tax positions and determined that there were no such positions that have a material effect on the financial statements. 1 1 1 The University annually publishes a notice of its racially nondiscriminatory policy in a newspaper of general circulation that serves all racial segments of the community. 1 1 1 1 0 0 0 0 0 0 0 0 1 0 Pass through of Financial Aid from Federal Programs such as Perkins, SEOG, Workstudy, Pell, and FELP. 1 1 Central America and the Caribbean 0 0 Program Services Study Abroad Programs and Business Travel 86687 East Asia and the Pacific 0 0 Program Services Study Abroad Programs and Business Travel 63798 Europe (including Iceland and Greenland) 0 0 Program Services Study Abroad Programs and Business Travel 110659 Middle East and North Africa 0 0 Program Services Study Abroad Programs and Business Travel 18871 North America (including Canada and Mexico, but not the United States) 0 0 Program Services Study Abroad Programs and Business Travel 10653 South America 0 0 Program Services Study Abroad Programs and Business Travel 15408 South Asia 0 0 Program Services Study Abroad Programs and Business Travel 417 0 0 306493 Scholarship Awards Central America and the Caribbean 4 33652 Post against student receivable charges for cost of attendance 0 Scholarship Awards East Asia and the Pacific 20 246885 Post against student receivable charges for cost of attendance 0 Scholarship Awards Europe (including Iceland and Greenland) 8 51500 Post against student receivable charges for cost of attendance 0 Scholarship Awards Middle East and North Africa 8 57500 Post against student receivable charges for cost of attendance 0 Scholarship Awards Russia and the newly independent States 1 13500 Post against student receivable charges for cost of attendance 0 Scholarship Awards South America 5 44700 Post against student receivable charges for cost of attendance 0 Scholarship Awards South Asia 9 102100 Post against student receivable charges for cost of attendance 0 Scholarship Awards Sub-Saharan Africa 5 42609 Post against student receivable charges for cost of attendance 0 SchF_P01_S00_L02 Schedule F, Part I, Line 2 Schedule F, Part I, Line 2 - Grant funds outside the US- Scholarship awards to non US residents attending RWU. Student financial aid is applied directly against tuition and room and board amounts billed on student accounts. 1 Student Aid Programs 2899 29682583 SchI_P01_S00_L02 Schedule I, Part I, Line 2 Schedule I, Part I, Line 2 - Student financial aid is applied directly against tuition, room and board amounts billed on students accounts. X X X 1 1 X X X X X X 0 0 0 0 0 0 0 0 0 Timothy E Baxter 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Richard L Bready 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Rodney A Butler 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Gary R Chapman 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Brian Cornell 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Mario J Gabelli 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Luis F Gomez 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Karen Johnson 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Suzanne M Magaziner 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Mark Mandell 0 0 0 0 0 0 0 0 0 0 0 0 0 0 John McConnell Jr 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Marcia Morris 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Sami Nacaroglu 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Helen Ostrowski 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Scott Pray 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Frank Rainieri Jr 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Lynn J Singleton 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Marc Spiegel 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Robert Stoico 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Hala Taweel 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Arlene Violet 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Joseph Weisberger 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Roy J Nirschel 374593 0 75000 0 2255 0 0 0 67964 0 519812 0 0 Robert H Avery 216708 0 0 0 0 0 0 0 32205 0 248913 0 0 0 Denise M Jenkins 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Jerrold L Lavine 0 0 0 0 0 0 0 0 0 0 0 0 0 0 James C Noonan 180945 0 0 0 7129 0 0 0 28703 0 216777 0 0 Laura DeAbruna 231382 0 0 0 0 0 0 0 43392 0 274774 0 0 Lynn Fawthrop 205846 0 0 0 0 0 0 0 31623 0 237469 0 0 Joseph Pangborn 174044 0 0 0 3000 0 0 0 19032 0 196076 0 0 Jerome F Williams 179186 0 0 0 0 0 0 0 27555 0 206741 0 0 0 Jerry Dauterive 180198 0 0 0 0 0 0 0 28880 0 209078 0 0 0 Edward Delaney 115545 0 0 0 42230 0 0 0 68779 0 226554 0 0 0 Anthony Hollingsworth 158941 0 0 0 0 0 0 0 26512 0 185453 0 0 0 Linda Riley 164604 0 0 0 0 0 0 0 14544 0 179148 0 0 0 June Speakman 181599 0 0 0 0 0 0 0 26141 0 207740 0 0 SchJ_P01_S00_L01a Schedule J, Part I, Line 1a Schedule J, Part I, Line 1a - Housing Allowance- A residence is used for both University business functions and as a personal residence by the President. Not treated as taxable compensation. Health or Social Club Dues- A key employee was reimbursed for club membership dues. Since the use of the club was for business purposes, this was not treated as taxable compensation. Personal Services- A university employee regularly cleans both public and private space in the President's residence. Not treated as taxable compensation. RIHEBC 2003 762243DV2 2003-11-01 32000000 Construction and refunding 0 0 RIHBEC 2006B 762197AY7 2006-10-12 17705000 Construction 0 0 RIHEBC 2008A 762197CK5 2008-07-03 22935000 Refund 2006A 0 0 RIHEBC 2008B 762197CM1 2008-08-28 38000000 Construction 0 0 0 2696529 0 0 1595805 16251005 2004 1 0 1 1 0 1321938 714671 15864014 2008 0 0 1 1 0 537504 0 276243 126115 2009 1 0 1 1 0 488608 37511392 2010 0 0 1 1 0 0 1 0 0 0 0.033 0.033 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 1 0 0 0 0 Ralph Papitto former board member 5240000 Purchased property 0 Marc Spiegel board member 1103900 Payments to ACA 0 Scott Pray board member 1464000 General Contractor 0 Janie Dauterive spouse of key employee 18441 Adjunct faculty wages 0 Christopher Nirschel Son of RWU President employed in Advancement 17984 Payroll 0 F990_P03_S00_L00 Form 990, Part III Roger Williams University is an independent liberal arts University that combines the unique strengths of small liberal arts colleges and those of larger comprehensive universities and where liberal and professional education are enhanced by their integration and the recognition of their unity. At the foundation of the institution is a set of core values that play a central role in guiding a respectful, diverse and intellectually vibrant university community: Love of learning as an intrinsic value; Preparation for careers and future study; Collaboration of students and faculty in research; Commitment to community through service and sustainability; Appreciation of global perspectives; and Promotion of civil discourse. F990_P06_S0A_L02 Form 990, Part VI, Section A, Line 2 Trustees Mario Gabelli and Karen Johnson have a business relationship. #2. Trustees Mario Gabelli and Richard Bready have a business relationship. F990_P06_S0A_L04 Form 990, Part VI, Section A, Line 4 The University adopted new by-laws on November 1, 2010. F990_P06_S0B_L11 Form 990, Part VI, Section B, Line 11 IRS Form 990 is prepared by the Controller and Senior VP for Finance and with assistance from the University's Office of General Counsel. The completed 990 form and schedules along with relevant back up is provided to Batchelor, Frechette, McCrory, Michael and Co, CPAs, for a thorough reveiw. Upon completion, the form is provided to the Audit Committee of the Board of Trustees for review, discussion and approval prior to being filed. The completed and approved Form 990 is then sent to all members of the Board of Trustees prior to filing with the service. F990_P06_S0B_L12c Form 990, Part VI, Section B, Line 12c Trustees, officers, key employees and managers are all required to annually disclose any potential conflicts of interest. These disclosures are collected by the Office of General Counsel, compiled into a report and provided for vetting to either (a) senior management for the officers, key employees and managers or (b) the full Board of Trustess for the Trustee's disclosures. Those disclosures that require further investigation or attention are addressed by their respective overseers on a case by case basis. F990_P06_S0B_L15 Form 990, Part VI, Section B, Line 15 Form 990, Part VI, Section B, Line 15 - #15a. The compensation for the University's top management official, (President), was contractually set in July 2009 for a three year term following the expiration of the prior three year contract. Discussions regarding the new contract, including compensation provision was commenced in early 2009 by an ad hoc Compensation Committee of the Board of Trustees. The Compensation Committee's review included the use of comparability data and an outside consultant. (#15b) The process for determining compensation for the University's other officers or key employees currently includes,but is not limited to, a review of market comparability data and external consultants. F990_P06_S0C_L19 Form 990, Part VI, Section C, Line 19 The University by-laws are available on the University website. The University's articles of incorporation are available through the Rhode Island Secretary of State's Office. The University's Conflict of Interest policy governing its employees and the corresponding disclosure form is available on the University's website. Audited financial statements are not publically available. Roger Williams University School of Law 10 Metacom Road Bristol RI 028092921 050465628 Higher Legal Education RI 501(c)(3) 2 N/A 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 Roger Williams University School of Law i 1100000